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NCV

Virtus Convertible & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$19.4M +$5.59M +419,127 +43%
Bank of America
2
Bank of America
North Carolina
$7.62M -$349K -26,109 -5%
AAM
3
Advisors Asset Management
Colorado
$7.6M -$963K -72,163 -12%
HBCM
4
Heron Bay Capital Management
Michigan
$2.05M -$60.5K -4,533 -3%
LPL Financial
5
LPL Financial
California
$1.9M -$28.6K -2,143 -2%
GC
6
Guggenheim Capital
Illinois
$1.63M -$1.09M -81,379 -41%
WAM
7
WNY Asset Management
New York
$1.57M +$107K +8,023 +8%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$1.47M -$936K -70,129 -40%
Ameriprise
9
Ameriprise
Minnesota
$1.43M +$140K +10,506 +11%
CS
10
Credit Suisse
Switzerland
$1.2M -$217K -16,250 -16%
PAS
11
Park Avenue Securities
New York
$1.11M +$12.3K +921 +1%
CA
12
Cornerstone Advisors
North Carolina
$1.09M +$1.05M +78,661 New
CAN
13
Cetera Advisor Networks
California
$954K +$15.2K +1,141 +2%
Cetera Investment Advisers
14
Cetera Investment Advisers
Illinois
$934K +$78.2K +5,862 +10%
PAG
15
Private Advisor Group
New Jersey
$754K +$26.2K +1,962 +4%
LCM
16
Landscape Capital Management
New Jersey
$688K +$393K +29,434 +147%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$560K -$31.9K -2,392 -6%
NA
18
NewEdge Advisors
Louisiana
$545K -$9.13K -684 -2%
CPC
19
Congress Park Capital
New York
$542K +$353K +26,438 +212%
LSC
20
Logan Stone Capital
Illinois
$522K +$500K +37,477 New
WAM
21
Wolverine Asset Management
Illinois
$480K +$261K +19,530 +131%
RCM
22
Robinson Capital Management
Michigan
$447K +$431K +32,275 New
CC
23
Claybrook Capital
Massachusetts
$442K
Thrivent Financial for Lutherans
24
Thrivent Financial for Lutherans
Minnesota
$394K
Rockefeller Capital Management
25
Rockefeller Capital Management
New York
$390K -$627 -47 -0.2%