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NCV

Virtus Convertible & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$9.63M -$1.8M -62,639 -13%
Wells Fargo
2
Wells Fargo
California
$8.9M +$4.49M +156,810 +70%
GC
3
Guggenheim Capital
Illinois
$8.79M +$3.74M +130,516 +53%
Cohen & Steers
4
Cohen & Steers
New York
$7.23M +$1.24M +43,310 +16%
Bank of America
5
Bank of America
North Carolina
$5.87M +$1.96M +68,380 +37%
DA
6
Doliver Advisors
Texas
$2.96M +$2.73M +95,115 +298%
LPL Financial
7
LPL Financial
California
$2.18M -$6.52M -227,557 -71%
PPA
8
Parametric Portfolio Associates
Washington
$1.92M +$2.36M +82,186 New
AIG
9
American International Group
New York
$1.76M +$815K +28,449 +61%
Morgan Stanley
10
Morgan Stanley
New York
$1.75M -$194K -6,775 -8%
CA
11
Cornerstone Advisors
North Carolina
$1.74M +$2.14M +74,671 New
MIG
12
Mariner Investment Group
New York
$1.66M +$970K +33,842 +91%
MFS
13
MSI Financial Services
Massachusetts
$1.59M +$19.7K +688 +1%
OA
14
Oxbow Advisors
Texas
$1.46M -$1.19M -41,445 -40%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$1.17M +$404K +14,086 +39%
WAM
16
Wolverine Asset Management
Illinois
$1.06M +$1.3M +45,439 New
CIA
17
Capital Investment Advisors
Georgia
$985K +$78.8K +2,750 +7%
ICM
18
Ionic Capital Management
New York
$886K +$1.09M +37,973 New
LCM
19
Landscape Capital Management
New Jersey
$782K +$961K +33,521 New
Citigroup
20
Citigroup
New York
$450K +$472K +16,484 +580%
Millennium Management
21
Millennium Management
New York
$447K +$549K +19,171 New
TC
22
TFS Capital
Pennsylvania
$401K +$492K +17,176 New
MCM
23
Maryland Capital Management
Maryland
$323K +$1.26K +44 +0.3%
AAM
24
Advisors Asset Management
Colorado
$291K +$357K +12,459 New
SIA
25
Sit Investment Associates
Minnesota
$277K +$341K +11,883 New