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NCV

Virtus Convertible & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$11.2M -$7.04M -420,930 -36%
Morgan Stanley
2
Morgan Stanley
New York
$9.69M +$6.18M +369,427 +128%
AAM
3
Advisors Asset Management
Colorado
$8.27M +$1.87M +112,010 +25%
PCM
4
Penserra Capital Management
California
$7.65M -$145K -8,640 -2%
GC
5
Guggenheim Capital
Illinois
$7.4M -$673K -40,233 -7%
RCM
6
Rivernorth Capital Management
Florida
$5.45M -$304K -18,174 -5%
LPL Financial
7
LPL Financial
California
$2.34M +$1.51K +90 +0.1%
Ameriprise
8
Ameriprise
Minnesota
$1.78M +$49.8K +2,978 +3%
CS
9
Credit Suisse
Switzerland
$1.51M
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$957K -$61.5K -3,678 -5%
CAN
11
Cetera Advisor Networks
California
$946K +$41.2K +2,463 +4%
Invesco
12
Invesco
Georgia
$630K -$31.2K -1,866 -4%
PAG
13
Private Advisor Group
New Jersey
$566K +$98.7K +5,900 +18%
NA
14
NewEdge Advisors
Louisiana
$561K +$29.2K +1,747 +5%
Thrivent Financial for Lutherans
15
Thrivent Financial for Lutherans
Minnesota
$553K +$112K +6,675 +22%
Osaic Holdings
16
Osaic Holdings
Arizona
$497K +$112K +6,676 +24%
CC
17
Claybrook Capital
Massachusetts
$467K
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$382K +$24.8K +1,481 +6%
EGA
19
E&G Advisors
Texas
$337K
Rockefeller Capital Management
20
Rockefeller Capital Management
New York
$335K +$279K +16,696 +274%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$333K -$9.39K -561 -2%
SIMG
22
Sonora Investment Management Group
Arizona
$315K
Cetera Investment Advisers
23
Cetera Investment Advisers
Illinois
$282K +$321K +19,189 New
BRWM
24
B. Riley Wealth Management
Tennessee
$272K +$121K +7,250 +64%
Cohen & Steers
25
Cohen & Steers
New York
$245K -$295K -17,657 -51%