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NCV

Virtus Convertible & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$15M +$234K +6,106 +2%
LPL Financial
2
LPL Financial
California
$14.6M -$177K -4,607 -1%
Cohen & Steers
3
Cohen & Steers
New York
$12.8M -$8.86K -231 -0.1%
Wells Fargo
4
Wells Fargo
California
$7.35M +$904K +23,551 +14%
U
5
UBS
Switzerland
$5.7M +$628K +16,375 +13%
OA
6
Oxbow Advisors
Texas
$5.55M -$79.2K -2,065 -1%
Bank of America
7
Bank of America
North Carolina
$4.57M +$81.8K +2,131 +2%
Invesco
8
Invesco
Georgia
$4.43M +$4.38M +114,178 New
Morgan Stanley
9
Morgan Stanley
New York
$3.29M -$1.45M -37,847 -31%
MFS
10
MSI Financial Services
Massachusetts
$2.27M +$131K +3,403 +6%
CIA
11
Capital Investment Advisors
Georgia
$1.72M +$1.7M +44,249 New
IH
12
IFC Holdings
Florida
$1.54M +$410K +10,683 +37%
SG Americas Securities
13
SG Americas Securities
New York
$1.08M +$1.07M +27,805 New
RJFSA
14
Raymond James Financial Services Advisors
Florida
$789K +$90.9K +2,370 +13%
NPC
15
National Planning Corporation
California
$754K +$363K +9,464 +94%
MCM
16
Maryland Capital Management
Maryland
$613K -$54.2K -1,413 -8%
B
17
Baird
Wisconsin
$568K +$28.4K +740 +5%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$431K -$19.8K -517 -4%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$381K +$53K +1,380 +16%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$344K +$204K +5,311 +150%
AIG
21
American International Group
New York
$338K +$17K +442 +5%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$308K -$226K -5,896 -43%
HNB
23
Huntington National Bank
Ohio
$307K
PAG
24
Private Advisor Group
New Jersey
$272K +$269K +7,000 New
CDH
25
Charles D. Hyman
$230K