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NCV

Virtus Convertible & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$20.8M +$1.93M +72,881 +10%
Wells Fargo
2
Wells Fargo
California
$15M +$1.1M +41,788 +8%
Cohen & Steers
3
Cohen & Steers
New York
$11.4M -$2.24M -84,980 -17%
GC
4
Guggenheim Capital
Illinois
$7.74M -$1.37M -51,744 -15%
Bank of America
5
Bank of America
North Carolina
$7.5M +$954K +36,114 +15%
VIA
6
Vident Investment Advisory
Georgia
$5.16M +$776K +29,383 +18%
SIA
7
Sit Investment Associates
Minnesota
$5.12M
Bank of Montreal
8
Bank of Montreal
Ontario, Canada
$3.95M
Morgan Stanley
9
Morgan Stanley
New York
$3.24M +$114K +4,301 +4%
LPL Financial
10
LPL Financial
California
$2.65M +$597K +22,610 +30%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$1.68M +$1.51M +57,094 +1,116%
AG
12
Advisor Group
Arizona
$1.63M +$33K +1,249 +2%
AAM
13
Advisors Asset Management
Colorado
$1.59M -$59.7K -2,262 -4%
RCM
14
Robinson Capital Management
Michigan
$1.56M -$496K -18,791 -25%
Invesco
15
Invesco
Georgia
$1.24M -$16.3K -618 -1%
EGA
16
E&G Advisors
Texas
$1.16M +$211 +8 +0%
CIA
17
Capital Investment Advisors
Georgia
$1.11M -$14.6K -554 -1%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$1.07M +$1.04M +39,525 New
OA
19
Oxbow Advisors
Texas
$662K +$2.64K +100 +0.4%
SIM
20
Sonora Investment Management
Arizona
$623K
RJA
21
Raymond James & Associates
Florida
$557K +$74K +2,803 +16%
MFS
22
MSI Financial Services
Massachusetts
$394K -$1.56M -59,248 -80%
MCM
23
Maryland Capital Management
Maryland
$361K -$259K -9,806 -42%
CAN
24
Cetera Advisor Networks
California
$356K +$255K +9,671 +274%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$323K +$5.89K +223 +2%