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NCV

Virtus Convertible & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$16.9M +$2.09M +84,422 +15%
Bank of America
2
Bank of America
North Carolina
$9.64M +$842K +34,076 +10%
GC
3
Guggenheim Capital
Illinois
$6.71M +$660K +26,714 +12%
Wells Fargo
4
Wells Fargo
California
$4.86M -$30.2K -1,223 -0.6%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$1.98M -$7.34K -297 -0.4%
UBS Group
6
UBS Group
Switzerland
$1.89M -$11K -447 -0.6%
LPL Financial
7
LPL Financial
California
$1.84M +$339K +13,716 +24%
AG
8
Advisor Group
Arizona
$1.47M +$29.2K +1,181 +2%
Ameriprise
9
Ameriprise
Minnesota
$1.09M +$263K +10,659 +34%
Cohen & Steers
10
Cohen & Steers
New York
$948K -$1.21M -48,935 -57%
MAFM
11
Mid Atlantic Financial Management
Pennsylvania
$908K +$147K +5,967 +21%
IA
12
IFP Advisors
Florida
$799K -$159K -6,417 -17%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$779K -$79.8K -3,227 -10%
EGA
14
E&G Advisors
Texas
$761K +$247 +10 +0%
AAM
15
Advisors Asset Management
Colorado
$753K -$735K -29,720 -51%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$727K +$37K +1,497 +6%
CAN
17
Cetera Advisor Networks
California
$671K +$135K +5,469 +27%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$604K -$1.71M -69,374 -75%
SIM
19
Sonora Investment Management
Arizona
$580K -$6.18K -250 -1%
CAN
20
Claraphi Advisory Network
United States
$437K +$210K +8,493 +101%
OA
21
Oxbow Advisors
Texas
$270K +$3.63K +147 +1%
RFN
22
RDA Financial Network
Iowa
$263K +$275K +11,129 New
AI
23
Atria Investments
North Carolina
$237K +$8.38K +339 New
HighTower Advisors
24
HighTower Advisors
Illinois
$174K +$445 +18 +0.3%
IP
25
Intellectus Partners
California
$152K +$145K +5,879 New