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NCV

Virtus Convertible & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$30.9M +$3.32M +142,390 +13%
PCM
2
Penserra Capital Management
California
$16.7M +$2.11M +90,505 +15%
CS
3
Credit Suisse
Switzerland
$14.5M +$13.6M +585,000 New
GC
4
Guggenheim Capital
Illinois
$11.5M +$2.04M +87,588 +23%
Morgan Stanley
5
Morgan Stanley
New York
$7.61M -$5.24M -224,772 -42%
AAM
6
Advisors Asset Management
Colorado
$6.81M +$2.23M +95,679 +53%
LPL Financial
7
LPL Financial
California
$3.64M -$7.2K -309 -0.2%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$2.98M +$745K +31,988 +36%
Ameriprise
9
Ameriprise
Minnesota
$2.46M +$389K +16,680 +20%
BI
10
Bramshill Investments
Florida
$2.11M +$1.25M +53,611 +167%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$1.72M -$13.9K -597 -0.8%
SFS
12
Shaker Financial Services
Virginia
$1.61M -$252K -10,821 -14%
CAN
13
Cetera Advisor Networks
California
$1.4M +$81.1K +3,482 +6%
UBS Group
14
UBS Group
Switzerland
$820K -$151K -6,497 -16%
MAFM
15
Mid Atlantic Financial Management
Pennsylvania
$812K -$379K -16,275 -33%
SW
16
SVB Wealth
Massachusetts
$706K +$436K +18,736 +187%
PAG
17
Private Advisor Group
New Jersey
$637K +$88.8K +3,814 +17%
Cohen & Steers
18
Cohen & Steers
New York
$603K -$2.45M -104,990 -81%
Osaic Holdings
19
Osaic Holdings
Arizona
$558K +$55.1K +2,366 +12%
6M
20
6 Meridian
Kansas
$547K -$699K -29,988 -57%
EGA
21
E&G Advisors
Texas
$544K -$520K -22,328 Closed
SIM
22
Sonora Investment Management
Arizona
$526K
ACM
23
Arlington Capital Management
Illinois
$519K -$2.68K -115 -0.5%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$471K -$51.5K -2,211 -10%
HighTower Advisors
25
HighTower Advisors
Illinois
$419K +$9.04K +388 +2%