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NCV

Virtus Convertible & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$23.7M -$3.76M -183,172 -13%
GC
2
Guggenheim Capital
Illinois
$10.9M -$959K -46,721 -8%
PCM
3
Penserra Capital Management
California
$10.6M +$1.85K +90 +0%
AAM
4
Advisors Asset Management
Colorado
$9.05M +$1.55M +75,347 +20%
RCM
5
Rivernorth Capital Management
Florida
$7.82M -$1.37M -66,525 -15%
Morgan Stanley
6
Morgan Stanley
New York
$5.82M -$673K -32,782 -10%
PPA
7
Parametric Portfolio Associates
Washington
$4.93M +$4.09M +199,032 +433%
LPL Financial
8
LPL Financial
California
$3.2M +$183K +8,901 +6%
Ameriprise
9
Ameriprise
Minnesota
$2.37M +$210K +10,246 +10%
CS
10
Credit Suisse
Switzerland
$2.06M
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$1.38M -$4.44K -216 -0.3%
CAN
12
Cetera Advisor Networks
California
$1.24M +$45.3K +2,204 +4%
Invesco
13
Invesco
Georgia
$899K +$108K +5,236 +13%
NA
14
NewEdge Advisors
Louisiana
$732K +$163K +7,932 +28%
Cohen & Steers
15
Cohen & Steers
New York
$691K
PAG
16
Private Advisor Group
New Jersey
$655K +$53.2K +2,590 +9%
CC
17
Claybrook Capital
Massachusetts
$638K +$89.8K +4,374 +16%
Thrivent Financial for Lutherans
18
Thrivent Financial for Lutherans
Minnesota
$622K +$634K +30,875 New
DWM
19
Doyle Wealth Management
Florida
$593K +$605K +29,457 New
Osaic Holdings
20
Osaic Holdings
Arizona
$551K +$111K +5,387 +24%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$493K -$3.35M -163,125 -87%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$466K +$33.5K +1,631 +8%
EGA
23
E&G Advisors
Texas
$460K
UBS Group
24
UBS Group
Switzerland
$436K +$16K +780 +4%
SIMG
25
Sonora Investment Management Group
Arizona
$431K