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NCV

Virtus Convertible & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$21.4M +$4.36M +327,615 +24%
AAM
2
Advisors Asset Management
Colorado
$7.54M +$795K +59,670 +11%
Bank of America
3
Bank of America
North Carolina
$6.22M -$624K -46,845 -9%
CA
4
Cornerstone Advisors
North Carolina
$2.34M +$1.46M +109,449 +139%
LPL Financial
5
LPL Financial
California
$1.76M +$59.6K +4,477 +3%
WAM
6
WNY Asset Management
New York
$1.74M +$361K +27,100 +24%
HBCM
7
Heron Bay Capital Management
Michigan
$1.62M -$234K -17,569 -12%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$1.34M +$26.7K +2,008 +2%
Ameriprise
9
Ameriprise
Minnesota
$1.31M +$33.3K +2,502 +2%
Comerica Bank
10
Comerica Bank
Texas
$1.12M +$1.2M +89,781 New
PAS
11
Park Avenue Securities
New York
$1.08M +$93.4K +7,009 +9%
CPC
12
Congress Park Capital
New York
$994K +$545K +40,937 +105%
API
13
Advisor Partners II
California
$938K +$1M +75,393 New
Cetera Investment Advisers
14
Cetera Investment Advisers
Illinois
$882K +$51.2K +3,840 +6%
CAN
15
Cetera Advisor Networks
California
$877K +$26.5K +1,989 +3%
PAG
16
Private Advisor Group
New Jersey
$687K +$27.1K +2,037 +4%
CS
17
Credit Suisse
Switzerland
$544K -$566K -42,500 -49%
Osaic Holdings
18
Osaic Holdings
Arizona
$538K +$215K +16,118 +59%
LSC
19
Logan Stone Capital
Illinois
$504K +$40.8K +3,062 +8%
GC
20
Guggenheim Capital
Illinois
$492K -$1.03M -77,662 -66%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$490K -$11.2K -841 -2%
LCM
22
Landscape Capital Management
New Jersey
$484K -$140K -10,540 -21%
NA
23
NewEdge Advisors
Louisiana
$417K -$74.8K -5,617 -14%
CC
24
Claybrook Capital
Massachusetts
$395K
RCM
25
Robinson Capital Management
Michigan
$386K