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NCV

Virtus Convertible & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$23.4M +$210K +16,771 +1%
Bank of America
2
Bank of America
North Carolina
$6.01M -$687K -54,843 -11%
CPC
3
Congress Park Capital
New York
$3.4M +$2.16M +172,538 +216%
Pathstone Holdings
4
Pathstone Holdings
New Jersey
$3.39M +$3.15M +251,660 New
CA
5
Cornerstone Advisors
North Carolina
$3.32M +$731K +58,369 +31%
Ameriprise
6
Ameriprise
Minnesota
$2.55M +$1.04M +83,347 +79%
WAM
7
WNY Asset Management
New York
$2.06M +$168K +13,425 +10%
LPL Financial
8
LPL Financial
California
$1.88M -$19.7K -1,569 -1%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$1.56M +$101K +8,047 +7%
LCM
10
Landscape Capital Management
New Jersey
$1.53M +$932K +74,417 +191%
PAS
11
Park Avenue Securities
New York
$1.32M +$141K +11,247 +13%
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
$1.06M +$94.1K +7,513 +11%
CAN
13
Cetera Advisor Networks
California
$925K -$24.2K -1,929 -3%
PAG
14
Private Advisor Group
New Jersey
$749K +$4.26K +340 +0.6%
Osaic Holdings
15
Osaic Holdings
Arizona
$721K +$128K +10,194 +24%
GP
16
Gridiron Partners
Pennsylvania
$697K +$648K +51,740 New
SFS
17
Shaker Financial Services
Virginia
$695K +$300K +23,993 +88%
RJA
18
Raymond James & Associates
Florida
$585K +$357K +28,491 +191%
RCM
19
Robinson Capital Management
Michigan
$557K +$117K +9,375 +29%
ACM
20
Arlington Capital Management
Illinois
$535K +$497K +39,676 New
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$529K -$1.29K -103 -0.3%
Invesco
22
Invesco
Georgia
$488K +$113K +8,994 +33%
CS
23
Credit Suisse
Switzerland
$455K -$125K -10,000 -23%
NA
24
NewEdge Advisors
Louisiana
$451K +$8.53K +681 +2%
Lido Advisors
25
Lido Advisors
California
$432K +$397K +31,730 New