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NCV

Virtus Convertible & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$31.8M -$1.48M -61,496 -4%
GC
2
Guggenheim Capital
Illinois
$13.7M +$2.82M +117,295 +25%
PCM
3
Penserra Capital Management
California
$12.3M +$176K +7,330 +1%
RCM
4
Rivernorth Capital Management
Florida
$10.6M +$10.9M +455,204 New
AAM
5
Advisors Asset Management
Colorado
$8.73M +$280K +11,675 +3%
Morgan Stanley
6
Morgan Stanley
New York
$7.5M -$63.4K -2,643 -0.8%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$4.38M +$541K +22,536 +14%
LPL Financial
8
LPL Financial
California
$3.5M +$35K +1,458 +1%
Ameriprise
9
Ameriprise
Minnesota
$2.51M +$247K +10,271 +11%
CS
10
Credit Suisse
Switzerland
$2.39M -$9.2M -383,250 -79%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$1.61M -$37.2K -1,549 -2%
CAN
12
Cetera Advisor Networks
California
$1.39M +$37.9K +1,577 +3%
PPA
13
Parametric Portfolio Associates
Washington
$1.07M +$717K +29,872 +186%
Invesco
14
Invesco
Georgia
$920K +$314K +13,076 +50%
Cohen & Steers
15
Cohen & Steers
New York
$801K
PAG
16
Private Advisor Group
New Jersey
$699K -$592K -24,662 -45%
NA
17
NewEdge Advisors
Louisiana
$663K +$683K +28,450 New
CC
18
Claybrook Capital
Massachusetts
$638K
EGA
19
E&G Advisors
Texas
$533K
Osaic Holdings
20
Osaic Holdings
Arizona
$514K -$42.1K -1,752 -7%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$502K +$26.9K +1,120 +5%
SIMG
22
Sonora Investment Management Group
Arizona
$499K +$514K +21,404 New
UBS Group
23
UBS Group
Switzerland
$487K -$21.6K -901 -4%
SFS
24
Shaker Financial Services
Virginia
$424K -$194K -8,078 -31%
JPLA
25
Joseph P. Lucia & Associates
New York
$374K -$3K -125 -0.8%