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NCV

Virtus Convertible & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$25.2M +$352K +24,860 +1%
AAM
2
Advisors Asset Management
Colorado
$9.16M +$72.3K +5,104 +0.8%
CPC
3
Congress Park Capital
New York
$6.05M +$638K +45,020 +12%
Bank of America
4
Bank of America
North Carolina
$3.88M -$521K -36,767 -12%
LPL Financial
5
LPL Financial
California
$3.6M +$942K +66,485 +34%
WAM
6
WNY Asset Management
New York
$2.96M -$281K -19,849 -9%
Ameriprise
7
Ameriprise
Minnesota
$2.84M +$41.4K +2,924 +1%
Pathstone Holdings
8
Pathstone Holdings
New Jersey
$2.61M -$442K -31,175 -14%
RCM
9
Rivernorth Capital Management
Florida
$1.82M +$1.86M +131,450 New
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$1.65M +$952K +67,160 +130%
PAS
11
Park Avenue Securities
New York
$1.45M +$54K +3,812 +4%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$1.43M +$16K +1,127 +1%
Raymond James Financial
13
Raymond James Financial
Florida
$970K +$990K +69,878 New
Invesco
14
Invesco
Georgia
$970K +$84K +5,928 +9%
PAG
15
Private Advisor Group
New Jersey
$890K +$34.9K +2,462 +4%
RAM
16
Readystate Asset Management
Illinois
$813K +$830K +58,562 New
UBS Group
17
UBS Group
Switzerland
$804K +$343K +24,238 +72%
GP
18
Gridiron Partners
Pennsylvania
$718K
Osaic Holdings
19
Osaic Holdings
Arizona
$601K -$41.8K -2,952 -6%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$577K +$166K +11,700 +39%
Thrivent Financial for Lutherans
21
Thrivent Financial for Lutherans
Minnesota
$549K
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$494K -$29.4K -2,072 -6%
Lido Advisors
23
Lido Advisors
California
$440K
RCM
24
Robinson Capital Management
Michigan
$434K
ICM
25
Ionic Capital Management
New York
$389K +$332K +23,421 +510%