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NCV

Virtus Convertible & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$15M +$6.11M +219,757 +65%
Wells Fargo
2
Wells Fargo
California
$12.8M -$1.66M -59,686 -11%
Bank of America
3
Bank of America
North Carolina
$11.6M +$379K +13,643 +3%
GC
4
Guggenheim Capital
Illinois
$7.55M -$563K -20,236 -7%
Cohen & Steers
5
Cohen & Steers
New York
$5.72M -$25.5K -918 -0.4%
UBS Group
6
UBS Group
Switzerland
$2.29M -$6.34M -227,902 -73%
AAM
7
Advisors Asset Management
Colorado
$2.28M -$134K -4,829 -6%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$2.09M +$43.4K +1,561 +2%
AG
9
Advisor Group
Arizona
$1.42M -$127K -4,574 -8%
EGA
10
E&G Advisors
Texas
$972K -$6.45K -232 -0.6%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$901K -$454K -16,325 -33%
LPL Financial
12
LPL Financial
California
$887K +$484K +17,417 +112%
CIA
13
Capital Investment Advisors
Georgia
$852K -$21.2K -763 -2%
IA
14
IFP Advisors
Florida
$668K
SIM
15
Sonora Investment Management
Arizona
$615K
Ameriprise
16
Ameriprise
Minnesota
$461K +$1.17K +42 +0.2%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$395K -$155K -5,568 -27%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$383K +$235K +8,445 +145%
RJA
19
Raymond James & Associates
Florida
$272K +$69.4K +2,497 +33%
MCM
20
Maryland Capital Management
Maryland
$248K
Millennium Management
21
Millennium Management
New York
$248K +$257K +9,225 New
CAN
22
Claraphi Advisory Network
United States
$244K -$5.09K -183 -2%
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$220K -$20.7K -745 -8%
Creative Planning
24
Creative Planning
Kansas
$188K +$1.39K +50 +0.7%
NFG
25
Next Financial Group
Texas
$176K