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NCV

Virtus Convertible & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$14.4M -$115K -3,067 -0.8%
GC
2
Guggenheim Capital
Illinois
$14.3M +$1.16M +31,000 +9%
Cohen & Steers
3
Cohen & Steers
New York
$12.5M -$3.1M -83,077 -20%
Wells Fargo
4
Wells Fargo
California
$6.25M +$92.8K +2,484 +2%
OA
5
Oxbow Advisors
Texas
$5.47M +$27.5K +737 +0.5%
U
6
UBS
Switzerland
$4.92M +$171K +4,580 +4%
Morgan Stanley
7
Morgan Stanley
New York
$4.62M -$1.13M -30,291 -20%
Bank of America
8
Bank of America
North Carolina
$4.36M +$2.79M +74,840 +184%
MFS
9
MSI Financial Services
Massachusetts
$2.08M -$7.51K -201 -0.4%
IH
10
IFC Holdings
Florida
$1.08M +$1.08M +28,869 New
RJFSA
11
Raymond James Financial Services Advisors
Florida
$677K +$670K +17,936 New
MCM
12
Maryland Capital Management
Maryland
$648K -$19.6K -525 -3%
B
13
Baird
Wisconsin
$523K +$61.9K +1,657 +14%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$521K -$107K -2,863 -17%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$439K +$135K +3,603 +45%
NPC
16
National Planning Corporation
California
$386K +$276K +7,397 +279%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$318K -$11.6K -311 -4%
AIG
18
American International Group
New York
$311K +$73.5K +1,969 +31%
HNB
19
Huntington National Bank
Ohio
$298K
CDH
20
Charles D. Hyman
$224K -$16.8K -450 -7%
Creative Planning
21
Creative Planning
Kansas
$211K +$62.7K +1,679 +43%
Citigroup
22
Citigroup
New York
$171K +$18.7K +501 +12%
VFS
23
VSR Financial Services
Kansas
$163K
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$134K +$5.12K +137 +4%
CAS
25
CTC Alternative Strategies
Illinois
$124K