Baird’s Virtus Convertible & Income Fund NCV Stock Holding History

Baird’s Portfolio NCV Stock Details NCV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-14,615	Closed	-$568K	–	1149
2013 Q4	$568K	Buy	14,615 +740	+5%	+$28.4K	0.01%	792
2013 Q3	$523K	Buy	13,875 +1,657	+14%	+$61.9K	0.01%	779
2013 Q2	$448K	Buy	+12,218	New	+$464K	0.01%	802

Other funds holding NCV

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return

Baird's NCV Position: Q1 2014 in Review

Baird sold out of Virtus Convertible & Income Fund (NCV) in Q1 2014, closing a stake of 14,615 shares — an estimated $568K sold.

Baird first reported a position in NCV in Q2 2013 and held it in 3 quarters. The position peaked at $568K in Q4 2013. 44 funds tracked by Wall St. Rank hold NCV as of Q1 2014.

Baird reported no remaining Virtus Convertible & Income Fund position as of Q1 2014 after selling out during the quarter.
Baird sold 14,615 Virtus Convertible & Income Fund shares in Q1 2014, an estimated $568K.
Baird first reported a position in Virtus Convertible & Income Fund in Q2 2013 and held it in 3 quarters.
Baird's Virtus Convertible & Income Fund position peaked at $568K in Q4 2013.
44 funds tracked by Wall St. Rank held Virtus Convertible & Income Fund as of Q1 2014.

Based on Baird's 13F filing for Q1 2014, filed 9 May 2014.