NCV

Virtus Convertible & Income Fund
NCV

Overview Fund Activity

51 hedge funds and large institutions have $86.7M invested in Virtus Convertible & Income Fund in 2013 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 18 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
51
Holders Change
+10
Holders Change %
+24.39%
% of All Funds
1.48%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
18
Reduced
12
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Invesco
Invesco
Georgia
+$4.44M
2
SG Americas Securities
SG Americas Securities
New York
+$1.08M
3
Wells Fargo
Wells Fargo
California
+$915K
4
U
UBS
Switzerland
+$636K
5
IH
IFC Holdings
Florida
+$416K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$1.47M
2
HNB
Huntington National Bank
Ohio
-$298K
3
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
-$229K
4
LPL Financial
LPL Financial
California
-$179K
5
CAS
CTC Alternative Strategies
Illinois
-$124K
Name Holding Trade Value Shares
Change 		Shares
Change %
GC
1
Guggenheim Capital
Illinois
$15M +$237K +6,106 +2%
LPL Financial
2
LPL Financial
California
$14.6M -$179K -4,607 -1%
Cohen & Steers
3
Cohen & Steers
New York
$12.8M -$8.97K -231 -0.1%
Wells Fargo
4
Wells Fargo
California
$7.35M +$915K +23,551 +14%
U
5
UBS
Switzerland
$5.7M +$636K +16,375 +13%
OA
6
Oxbow Advisors
Texas
$5.55M -$80.2K -2,065 -1%
Bank of America
7
Bank of America
North Carolina
$4.57M +$82.8K +2,131 +2%
Invesco
8
Invesco
Georgia
$4.44M +$4.44M +114,178 New
Morgan Stanley
9
Morgan Stanley
New York
$3.29M -$1.47M -37,847 -31%
MFS
10
MSI Financial Services
Massachusetts
$2.27M +$132K +3,403 +6%
CIA
11
Capital Investment Advisors
Georgia
$1.72M +$1.72M +44,249 New
IH
12
IFC Holdings
Florida
$1.54M +$416K +10,683 +37%
SG Americas Securities
13
SG Americas Securities
New York
$1.08M +$1.08M +27,805 New
RJFSA
14
Raymond James Financial Services Advisors
Florida
$789K +$92.1K +2,370 +13%
NPC
15
National Planning Corporation
California
$754K +$366K +9,464 +94%
MCM
16
Maryland Capital Management
Maryland
$613K -$54.9K -1,413 -8%
B
17
Baird
Wisconsin
$568K +$28.8K +740 +5%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$431K -$20.1K -517 -4%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$381K +$53.6K +1,380 +16%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$344K +$206K +5,311 +150%
AIG
21
American International Group
New York
$338K +$17.2K +442 +5%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$308K -$229K -5,896 -43%
HNB
23
Huntington National Bank
Ohio
$307K -$298K – –
PAG
24
Private Advisor Group
New Jersey
$272K +$272K +7,000 New
CDH
25
Charles D. Hyman
$230K – – –
1
2 3