NCV

Virtus Convertible & Income Fund
NCV

Overview Fund Activity

59 hedge funds and large institutions have $67.1M invested in Virtus Convertible & Income Fund in 2015 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 22 increasing their positions, 12 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
59
Holders Change
+9
Holders Change %
+18%
% of All Funds
1.65%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
17
Increased
22
Reduced
12
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
Wells Fargo
California
+$3.66M
2
GC
Guggenheim Capital
Illinois
+$3.04M
3
DA
Doliver Advisors
Texas
+$2.22M
4
PPA
Parametric Portfolio Associates
Washington
+$1.92M
5
CA
Cornerstone Advisors
North Carolina
+$1.74M

Top Sellers

1
LPL Financial
LPL Financial
California
-$5.37M
2
IH
IFC Holdings
Florida
-$3.21M
3
UBS Group
UBS Group
Switzerland
-$1.46M
4
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$1.01M
5
OA
Oxbow Advisors
Texas
-$967K
Name Holding Trade Value Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$9.63M -$1.46M -62,639 -13%
Wells Fargo
2
Wells Fargo
California
$8.9M +$3.66M +156,810 +70%
GC
3
Guggenheim Capital
Illinois
$8.79M +$3.04M +130,516 +53%
Cohen & Steers
4
Cohen & Steers
New York
$7.23M +$1.01M +43,310 +16%
Bank of America
5
Bank of America
North Carolina
$5.87M +$1.59M +68,380 +37%
DA
6
Doliver Advisors
Texas
$2.96M +$2.22M +95,115 +298%
LPL Financial
7
LPL Financial
California
$2.18M -$5.37M -227,557 -71%
PPA
8
Parametric Portfolio Associates
Washington
$1.92M +$1.92M +82,186 New
AIG
9
American International Group
New York
$1.76M +$663K +28,449 +61%
Morgan Stanley
10
Morgan Stanley
New York
$1.75M -$158K -6,775 -8%
CA
11
Cornerstone Advisors
North Carolina
$1.74M +$1.74M +74,671 New
MIG
12
Mariner Investment Group
New York
$1.66M +$789K +33,842 +91%
MFS
13
MSI Financial Services
Massachusetts
$1.59M +$16K +688 +1%
OA
14
Oxbow Advisors
Texas
$1.46M -$967K -41,445 -40%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$1.17M +$329K +14,086 +39%
WAM
16
Wolverine Asset Management
Illinois
$1.06M +$1.06M +45,439 New
CIA
17
Capital Investment Advisors
Georgia
$985K +$64.1K +2,750 +7%
ICM
18
Ionic Capital Management
New York
$886K +$886K +37,973 New
LCM
19
Landscape Capital Management
New Jersey
$782K +$782K +33,521 New
Citigroup
20
Citigroup
New York
$450K +$384K +16,484 +580%
Millennium Management
21
Millennium Management
New York
$447K +$447K +19,171 New
TC
22
TFS Capital
Pennsylvania
$401K +$401K +17,176 New
MCM
23
Maryland Capital Management
Maryland
$323K +$1.03K +44 +0.3%
AAM
24
Advisors Asset Management
Colorado
$291K +$291K +12,459 New
SIA
25
Sit Investment Associates
Minnesota
$277K +$277K +11,883 New
1
2 3