NCV

Virtus Convertible & Income Fund
NCV

Overview Fund Activity

65 hedge funds and large institutions have $83.9M invested in Virtus Convertible & Income Fund in 2017 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 18 increasing their positions, 15 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
65
Holders Change
+15
Holders Change %
+30%
% of All Funds
1.48%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
20
Increased
18
Reduced
15
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$5.34M
2
SIM
Sonora Investment Management
Arizona
+$643K
3
GC
Guggenheim Capital
Illinois
+$587K
4
NMC
Nine Masts Capital
Hong Kong
+$390K
5
LPL Financial
LPL Financial
California
+$282K

Top Sellers

1
Wells Fargo
Wells Fargo
California
-$764K
2
LTFS
Ladenburg Thalmann Financial Services
Florida
-$432K
3
NPC
National Planning Corporation
California
-$326K
4
YP
Yellowstone Partners
Idaho
-$139K
5
Bank of America
Bank of America
North Carolina
-$131K
Name Holding Trade Value Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$15M -$764K -27,181 -5%
Bank of America
2
Bank of America
North Carolina
$11.8M -$131K -4,653 -1%
Morgan Stanley
3
Morgan Stanley
New York
$9.52M +$5.34M +189,970 +128%
UBS Group
4
UBS Group
Switzerland
$8.81M -$52.5K -1,867 -0.6%
GC
5
Guggenheim Capital
Illinois
$8.47M +$587K +20,871 +7%
Cohen & Steers
6
Cohen & Steers
New York
$6.01M – – –
Bank of Montreal
7
Bank of Montreal
Ontario, Canada
$4.11M – – –
VIA
8
Vident Investment Advisory
Georgia
$2.51M +$264K +9,389 +12%
AAM
9
Advisors Asset Management
Colorado
$2.45M -$58.8K -2,089 -2%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$2.15M +$3.23K +115 +0.2%
AG
11
Advisor Group
Arizona
$1.61M +$2.9K +103 +0.2%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$1.4M +$92.2K +3,280 +7%
EGA
13
E&G Advisors
Texas
$1.02M -$124K -4,413 -11%
CIA
14
Capital Investment Advisors
Georgia
$913K -$48.1K -1,710 -5%
IA
15
IFP Advisors
Florida
$668K -$38.2K -1,359 -5%
SIM
16
Sonora Investment Management
Arizona
$643K +$643K +22,875 New
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$570K +$157K +5,598 +38%
Ameriprise
18
Ameriprise
Minnesota
$481K +$35.2K +1,253 +8%
LPL Financial
19
LPL Financial
California
$439K +$282K +10,010 +179%
IH
20
IFC Holdings
Florida
$406K +$84 +3 +0%
NMC
21
Nine Masts Capital
Hong Kong
$390K +$390K +13,875 New
CAN
22
Cetera Advisor Networks
California
$333K +$12.7K +450 +4%
OA
23
Oxbow Advisors
Texas
$272K -$871 -31 -0.3%
CAN
24
Claraphi Advisory Network
United States
$260K +$260K +9,243 New
MCM
25
Maryland Capital Management
Maryland
$259K – – –
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