Nine Masts Capital’s Virtus Convertible & Income Fund NCV Stock Holding History

Nine Masts Capital’s Portfolio NCV Stock Details NCV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-2,700	Closed	-$75K	–	348
2018 Q2	$75K	Sell	2,700 -975	-27%	-$26.8K	0.01%	228
2018 Q1	$99K	Sell	3,675 -10,200	-74%	-$284K	0.02%	179
2017 Q4	$390K	Buy	+13,875	New	+$392K	0.05%	102
2017 Q1	–	Sell	-21,174	Closed	-$540K	–	89
2016 Q4	$540K	Buy	+21,174	New	+$548K	0.11%	51
2016 Q2	–	Sell	-154,370	Closed	-$3.42M	–	82
2016 Q1	$3.42M	Buy	154,370 +58,573	+61%	+$1.18M	0.64%	34
2015 Q4	$2.12M	Buy	+95,797	New	+$2.27M	0.44%	35

Other funds holding NCV

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Nine Masts Capital's NCV Position: Q3 2018 in Review

Nine Masts Capital sold out of Virtus Convertible & Income Fund (NCV) in Q3 2018, closing a stake of 2,700 shares — an estimated $75K sold.

Nine Masts Capital first reported a position in NCV in Q4 2015 and held it in 6 quarters. The position peaked at $3.42M in Q1 2016. 60 funds tracked by Wall St. Rank hold NCV as of Q3 2018.

Nine Masts Capital reported no remaining Virtus Convertible & Income Fund position as of Q3 2018 after selling out during the quarter.
Nine Masts Capital sold 2,700 Virtus Convertible & Income Fund shares in Q3 2018, an estimated $75K.
Nine Masts Capital first reported a position in Virtus Convertible & Income Fund in Q4 2015 and held it in 6 quarters.
Nine Masts Capital's Virtus Convertible & Income Fund position peaked at $3.42M in Q1 2016.
60 funds tracked by Wall St. Rank held Virtus Convertible & Income Fund as of Q3 2018.

Based on Nine Masts Capital's 13F filing for Q3 2018, filed 16 Nov 2018.