AAM
NCV

Advisors Asset Management’s Virtus Convertible & Income Fund NCV Stock Holding History

Advisors Asset Management’s Portfolio NCV Stock Details NCV Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$8.94M Sell
601,076
-98,033
-14% -$1.54M 0.15% 179
2025
Q4 		$10.6M Buy
699,109
+41,631
+6% +$638K 0.18% 124
2025
Q3 		$9.86M Sell
657,478
-54,424
-8% -$794K 0.17% 139
2025
Q2 		$10.1M Buy
711,902
+83,219
+13% +$1.1M 0.18% 117
2025
Q1 		$8.13M Sell
628,683
-31,353
-5% -$432K 0.15% 159
2024
Q4 		$9.16M Buy
660,036
+5,104
+0.8% +$72.3K 0.17% 133
2024
Q3 		$9.17M Buy
654,932
+15,140
+2% +$206K 0.17% 137
2024
Q2 		$8.37M Buy
639,792
+98,943
+18% +$1.27M 0.16% 152
2024
Q1 		$7.23M Buy
540,849
+525,256
+3,369% +$6.89M 0.14% 188
2023
Q4 		$210K Sell
15,593
-589,587
-97% -$7.38M ﹤0.01% 1104
2023
Q3 		$7.53M Buy
605,180
+59,939
+11% +$798K 0.16% 141
2023
Q2 		$7.59M Sell
545,241
-72,162
-12% -$963K 0.16% 141
2023
Q1 		$8.3M Buy
617,403
+34,668
+6% +$507K 0.17% 129
2022
Q4 		$7.93M Sell
582,735
-29,183
-5% -$407K 0.16% 138
2022
Q3 		$7.83M Buy
611,918
+50,147
+9% +$760K 0.16% 138
2022
Q2 		$8.27M Buy
561,771
+112,010
+25% +$1.87M 0.16% 133
2022
Q1 		$9.05M Buy
449,761
+75,347
+20% +$1.55M 0.14% 155
2021
Q4 		$8.73M Buy
374,414
+11,675
+3% +$280K 0.12% 168
2021
Q3 		$8.65M Buy
362,739
+85,605
+31% +$2.08M 0.13% 151
2021
Q2 		$6.81M Buy
277,134
+95,679
+53% +$2.23M 0.1% 201
2021
Q1 		$4.11M Buy
181,455
+81,844
+82% +$1.89M 0.06% 312
2020
Q4 		$2.29M Buy
99,611
+30,789
+45% +$631K 0.04% 495
2020
Q3 		$1.26M Sell
68,822
-1,717
-2% -$32.1K 0.02% 636
2020
Q2 		$1.24M Sell
70,539
-3,564
-5% -$58.2K 0.02% 629
2020
Q1 		$1.11M Buy
74,103
+56,008
+310% +$1.18M 0.03% 586
2019
Q4 		$416K Buy
+18,095
New +$410K 0.01% 1039
2019
Q2 		– Sell
-29,043
Closed -$753K – 1590
2019
Q1 		$753K Sell
29,043
-29,720
-51% -$735K 0.01% 932
2018
Q4 		$1.22M Sell
58,763
-15,077
-20% -$372K 0.02% 689
2018
Q3 		$2.05M Sell
73,840
-2,616
-3% -$73.8K 0.03% 600
2018
Q2 		$2.14M Sell
76,456
-5,647
-7% -$155K 0.04% 583
2018
Q1 		$2.28M Sell
82,103
-4,829
-6% -$134K 0.04% 559
2017
Q4 		$2.44M Sell
86,932
-2,089
-2% -$59K 0.04% 555
2017
Q3 		$2.53M Sell
89,021
-8,567
-9% -$241K 0.04% 539
2017
Q2 		$2.72M Buy
97,588
+19,377
+25% +$538K 0.05% 513
2017
Q1 		$2.12M Buy
78,211
+21,244
+37% +$568K 0.04% 615
2016
Q4 		$1.45M Sell
56,967
-1,987
-3% -$51.4K 0.02% 750
2016
Q3 		$1.59M Sell
58,954
-2,262
-4% -$59.7K 0.03% 701
2016
Q2 		$1.51M Sell
61,216
-1,917
-3% -$44.8K 0.02% 748
2016
Q1 		$1.4M Buy
63,133
+30,703
+95% +$621K 0.02% 760
2015
Q4 		$719K Buy
32,430
+19,971
+160% +$472K 0.01% 1015
2015
Q3 		$291K Buy
+12,459
New +$357K ﹤0.01% 1266

Other funds holding NCV

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
CPC
Congress Park Capital Saratoga Springs, New York $370M AUM 26.01% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
PCM
Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
PAG
Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return
SF
Summit Financial Parsippany, New Jersey $7.85B AUM 20.99% 1-Year Est. Return

Advisors Asset Management's NCV Position: Q1 2026 in Review

Advisors Asset Management reduced its Virtus Convertible & Income Fund (NCV) stake by 14% in Q1 2026, selling an estimated $1.54M and leaving 601,076 shares worth $8.94M. The position accounts for 0.15% of the portfolio, ranked #179.

Advisors Asset Management first reported a position in NCV in Q3 2015 and has held it in 41 quarters since. The position peaked at $10.6M in Q4 2025. 59 funds tracked by Wall St. Rank hold NCV as of Q1 2026.

  • Advisors Asset Management held 601,076 shares of Virtus Convertible & Income Fund worth $8.94M as of Q1 2026.
  • Advisors Asset Management sold 98,033 Virtus Convertible & Income Fund shares in Q1 2026, an estimated $1.54M.
  • Virtus Convertible & Income Fund made up 0.15% of Advisors Asset Management's portfolio in Q1 2026, its #179 holding.
  • Advisors Asset Management first reported a position in Virtus Convertible & Income Fund in Q3 2015 and has held it in 41 quarters since.
  • Advisors Asset Management's Virtus Convertible & Income Fund position peaked at $10.6M in Q4 2025.
  • 59 funds tracked by Wall St. Rank held Virtus Convertible & Income Fund as of Q1 2026.

Based on Advisors Asset Management's 13F filing for Q1 2026, filed 15 May 2026.