Advisors Asset Management’s Virtus Convertible & Income Fund NCV Stock Holding History

Advisors Asset Management’s Portfolio NCV Stock Details NCV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$11.6M	Buy	662,033 +60,957	+10%	+$1.03M	0.18%	140
2026 Q1	$8.94M	Sell	601,076 -98,033	-14%	-$1.54M	0.15%	179
2025 Q4	$10.6M	Buy	699,109 +41,631	+6%	+$638K	0.18%	124
2025 Q3	$9.86M	Sell	657,478 -54,424	-8%	-$794K	0.17%	139
2025 Q2	$10.1M	Buy	711,902 +83,219	+13%	+$1.1M	0.18%	117
2025 Q1	$8.13M	Sell	628,683 -31,353	-5%	-$432K	0.15%	159
2024 Q4	$9.16M	Buy	660,036 +5,104	+0.8%	+$72.3K	0.17%	133
2024 Q3	$9.17M	Buy	654,932 +15,140	+2%	+$206K	0.17%	137
2024 Q2	$8.37M	Buy	639,792 +98,943	+18%	+$1.27M	0.16%	152
2024 Q1	$7.23M	Buy	540,849 +524,512	+3,211%	+$6.88M	0.14%	188
2023 Q4	$220K	Sell	16,337 -589,318	-97%	-$7.38M	﹤0.01%	1101
2023 Q3	$7.54M	Buy	605,655 +59,670	+11%	+$795K	0.16%	142
2023 Q2	$7.6M	Sell	545,985 -72,163	-12%	-$963K	0.15%	142
2023 Q1	$8.31M	Buy	618,148 +34,669	+6%	+$507K	0.17%	130
2022 Q4	$7.94M	Sell	583,479 -29,183	-5%	-$407K	0.16%	139
2022 Q3	$17.4M	Buy	612,662 +50,891	+9%	+$771K	0.34%	57
2022 Q2	$8.27M	Buy	561,771 +112,010	+25%	+$1.87M	0.15%	151
2022 Q1	$9.05M	Buy	449,761 +75,347	+20%	+$1.55M	0.14%	155
2021 Q4	$8.73M	Buy	374,414 +11,675	+3%	+$280K	0.12%	169
2021 Q3	$8.65M	Buy	362,739 +85,605	+31%	+$2.08M	0.13%	152
2021 Q2	$6.81M	Buy	277,134 +95,679	+53%	+$2.23M	0.1%	216
2021 Q1	$4.11M	Buy	181,455 +81,844	+82%	+$1.89M	0.06%	312
2020 Q4	$2.29M	Buy	99,611 +30,789	+45%	+$631K	0.04%	498
2020 Q3	$1.26M	Sell	68,822 -1,717	-2%	-$32.1K	0.02%	636
2020 Q2	$1.24M	Sell	70,539 -3,564	-5%	-$58.2K	0.02%	629
2020 Q1	$1.11M	Buy	74,103 +56,008	+310%	+$1.18M	0.03%	589
2019 Q4	$416K	Buy	+18,095	New	+$410K	0.01%	1039
2019 Q2	–	Sell	-29,043	Closed	-$753K	–	1579
2019 Q1	$753K	Sell	29,043 -29,720	-51%	-$735K	0.01%	879
2018 Q4	$1.22M	Sell	58,763 -15,077	-20%	-$372K	0.02%	689
2018 Q3	$2.05M	Sell	73,840 -2,616	-3%	-$73.8K	0.03%	600
2018 Q2	$2.14M	Sell	76,456 -5,647	-7%	-$155K	0.04%	583
2018 Q1	$2.28M	Sell	82,103 -4,829	-6%	-$134K	0.04%	559
2017 Q4	$2.44M	Sell	86,932 -2,089	-2%	-$59K	0.04%	555
2017 Q3	$2.53M	Sell	89,021 -8,567	-9%	-$241K	0.04%	539
2017 Q2	$2.72M	Buy	97,588 +19,377	+25%	+$538K	0.05%	513
2017 Q1	$2.12M	Buy	78,211 +21,244	+37%	+$568K	0.04%	615
2016 Q4	$1.45M	Sell	56,967 -1,987	-3%	-$51.4K	0.02%	750
2016 Q3	$1.59M	Sell	58,954 -2,262	-4%	-$59.7K	0.03%	701
2016 Q2	$1.51M	Sell	61,216 -1,917	-3%	-$44.8K	0.02%	748
2016 Q1	$1.4M	Buy	63,133 +30,703	+95%	+$621K	0.02%	760
2015 Q4	$719K	Buy	32,430 +19,971	+160%	+$472K	0.01%	1015
2015 Q3	$291K	Buy	+12,459	New	+$357K	﹤0.01%	1266

Other funds holding NCV

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

CPC

Congress Park Capital Saratoga Springs, New York $370M AUM 26.01% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $13B AUM 71.84% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

SCM

Saba Capital Management New York $3.9B AUM 12.9% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $326M AUM 0.12% 1-Year Est. Return

Advisors Asset Management's NCV Position: Q2 2026 in Review

Advisors Asset Management increased its Virtus Convertible & Income Fund (NCV) stake by 10% in Q2 2026, buying an estimated $1.03M and bringing the position to 662,033 shares worth $11.6M. The position accounts for 0.18% of the portfolio, ranked #140.

Advisors Asset Management first reported a position in NCV in Q3 2015 and has held it in 42 quarters since. The position peaked at $17.4M in Q3 2022. 58 funds tracked by Wall St. Rank hold NCV as of Q2 2026.

Advisors Asset Management held 662,033 shares of Virtus Convertible & Income Fund worth $11.6M as of Q2 2026.
Advisors Asset Management bought 60,957 Virtus Convertible & Income Fund shares in Q2 2026, an estimated $1.03M.
Virtus Convertible & Income Fund made up 0.18% of Advisors Asset Management's portfolio in Q2 2026, its #140 holding.
Advisors Asset Management first reported a position in Virtus Convertible & Income Fund in Q3 2015 and has held it in 42 quarters since.
Advisors Asset Management's Virtus Convertible & Income Fund position peaked at $17.4M in Q3 2022.
58 funds tracked by Wall St. Rank held Virtus Convertible & Income Fund as of Q2 2026.

Based on Advisors Asset Management's 13F filing for Q2 2026, filed 14 Aug 2026.