NCV

Virtus Convertible & Income Fund
NCV

Overview Fund Activity

55 hedge funds and large institutions have $83M invested in Virtus Convertible & Income Fund in 2017 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 17 increasing their positions, 21 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
55
Holders Change
–
Holders Change %
0%
% of All Funds
1.37%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
17
Reduced
21
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of Montreal
Bank of Montreal
Ontario, Canada
+$4.08M
2
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$1.19M
3
UBS Group
UBS Group
Switzerland
+$569K
4
AAM
Advisors Asset Management
Colorado
+$540K
5
VIA
Vident Investment Advisory
Georgia
+$306K

Top Sellers

1
LPL Financial
LPL Financial
California
-$2.72M
2
GC
Guggenheim Capital
Illinois
-$2.08M
3
Millennium Management
Millennium Management
New York
-$1.68M
4
Cohen & Steers
Cohen & Steers
New York
-$1.63M
5
SIA
Sit Investment Associates
Minnesota
-$650K
Name Holding Trade Value Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$16M -$127K -4,568 -0.8%
Bank of America
2
Bank of America
North Carolina
$12.3M -$113K -4,061 -0.9%
UBS Group
3
UBS Group
Switzerland
$8.76M +$569K +20,412 +7%
GC
4
Guggenheim Capital
Illinois
$6.97M -$2.08M -74,578 -23%
Cohen & Steers
5
Cohen & Steers
New York
$6.71M -$1.63M -58,500 -20%
SIA
6
Sit Investment Associates
Minnesota
$4.95M -$650K -23,327 -12%
Bank of Montreal
7
Bank of Montreal
Ontario, Canada
$4.08M +$4.08M +146,250 New
Morgan Stanley
8
Morgan Stanley
New York
$3.95M +$266K +9,536 +7%
AAM
9
Advisors Asset Management
Colorado
$2.72M +$540K +19,377 +25%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$2.12M +$19.2K +688 +0.9%
VIA
11
Vident Investment Advisory
Georgia
$2.03M +$306K +10,963 +18%
AG
12
Advisor Group
Arizona
$1.93M +$31.4K +1,127 +2%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$1.19M +$1.19M +42,812 New
EGA
14
E&G Advisors
Texas
$1.15M +$363 +13 +0%
CIA
15
Capital Investment Advisors
Georgia
$1.01M -$10.8K -387 -1%
SIM
16
Sonora Investment Management
Arizona
$643K – – –
Invesco
17
Invesco
Georgia
$578K -$283K -10,141 -33%
IA
18
IFP Advisors
Florida
$562K +$124K +4,442 +28%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$414K +$30.5K +1,096 +8%
IH
20
IFC Holdings
Florida
$355K -$2.52K -90 -0.7%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$342K -$95.9K -3,445 -22%
CAN
22
Cetera Advisor Networks
California
$330K +$73K +2,625 +28%
Ameriprise
23
Ameriprise
Minnesota
$323K +$46.1K +1,653 +17%
DA
24
Doliver Advisors
Texas
$315K -$254K -9,107 -45%
NPC
25
National Planning Corporation
California
$312K +$105K +3,754 +51%
1
2 3