NCV

Virtus Convertible & Income Fund
NCV

Overview Fund Activity

70 hedge funds and large institutions have $90.6M invested in Virtus Convertible & Income Fund in 2016 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 23 increasing their positions, 20 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
70
Holders Change
–
Holders Change %
0%
% of All Funds
1.87%
Holding in Top 10
–
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
–
New
11
Increased
23
Reduced
20
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
UBS Group
Switzerland
+$5.91M
2
Bank of Montreal
Bank of Montreal
Ontario, Canada
+$3.19M
3
RCM
Rivernorth Capital Management
Florida
+$2.65M
4
NMC
Nine Masts Capital
Hong Kong
+$1.3M
5
Cohen & Steers
Cohen & Steers
New York
+$1.24M

Top Sellers

1
LCM
Landscape Capital Management
New Jersey
-$7.56M
2
OA
Oxbow Advisors
Texas
-$6.97M
3
DA
Doliver Advisors
Texas
-$1.24M
4
Geode Capital Management
Geode Capital Management
Massachusetts
-$857K
5
GC
Guggenheim Capital
Illinois
-$818K
Name Holding Trade Value Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$14.7M +$5.91M +266,897 +67%
Wells Fargo
2
Wells Fargo
California
$10M +$647K +29,193 +7%
Cohen & Steers
3
Cohen & Steers
New York
$8.67M +$1.24M +55,829 +17%
GC
4
Guggenheim Capital
Illinois
$7.2M -$818K -36,934 -10%
Bank of America
5
Bank of America
North Carolina
$4.67M -$642K -28,980 -12%
NMC
6
Nine Masts Capital
Hong Kong
$3.42M +$1.3M +58,573 +61%
LPL Financial
7
LPL Financial
California
$3.25M +$129K +5,852 +4%
Bank of Montreal
8
Bank of Montreal
Ontario, Canada
$3.24M +$3.19M +143,750 +5,750%
CA
9
Cornerstone Advisors
North Carolina
$2.7M +$412K +18,589 +18%
Morgan Stanley
10
Morgan Stanley
New York
$2.65M +$938K +42,342 +55%
RCM
11
Rivernorth Capital Management
Florida
$2.65M +$2.65M +119,414 New
SIA
12
Sit Investment Associates
Minnesota
$2.44M +$649K +29,275 +36%
MIG
13
Mariner Investment Group
New York
$1.91M -$682K -30,765 -26%
RCM
14
Robinson Capital Management
Michigan
$1.75M +$443K +20,000 +34%
MFS
15
MSI Financial Services
Massachusetts
$1.67M +$79.2K +3,573 +5%
DA
16
Doliver Advisors
Texas
$1.6M -$1.24M -56,016 -44%
NCM
17
Newgate Capital Management
Connecticut
$1.47M +$8.45K +386 +0.6%
LCM
18
Landscape Capital Management
New Jersey
$1.44M -$7.56M -341,161 -84%
AAM
19
Advisors Asset Management
Colorado
$1.4M +$680K +30,703 +95%
AIG
20
American International Group
New York
$1.37M -$475K -21,434 -26%
ICM
21
Ionic Capital Management
New York
$1.11M -$10.6K -480 -1%
SG Americas Securities
22
SG Americas Securities
New York
$1.05M +$24.4K +1,100 +2%
CIA
23
Capital Investment Advisors
Georgia
$900K -$19.6K -883 -2%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$836K -$4.43K -200 -0.5%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$826K -$87K -3,929 -10%
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