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NCV

Virtus Convertible & Income Fund

50 hedge funds and large institutions have $92.2M invested in Virtus Convertible & Income Fund in 2014 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 16 increasing their positions, 15 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 5

7% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 15

5% more capital invested

Capital invested by funds: $88.2M → $92.2M (+$4M)

0.17% more ownership

Funds ownership: 2.63%2.8% (+0.17%)

0% more funds holding

Funds holding: 5050 (0)

Holders
50
Holders Change
Holders Change %
0%
% of All Funds
1.33%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
16
Reduced
15
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$14.4M +$14.3M +381,223 New
GC
2
Guggenheim Capital
Illinois
$13.1M -$701K -18,688 -5%
LPL Financial
3
LPL Financial
California
$13M +$123K +3,268 +1%
Cohen & Steers
4
Cohen & Steers
New York
$10.4M +$1.62M +43,117 +18%
Wells Fargo
5
Wells Fargo
California
$7.99M +$14.9K +398 +0.2%
Bank of America
6
Bank of America
North Carolina
$7.53M -$241K -6,422 -3%
OA
7
Oxbow Advisors
Texas
$4.37M -$1.09M -29,129 -20%
IH
8
IFC Holdings
Florida
$3.58M +$105K +2,811 +3%
Morgan Stanley
9
Morgan Stanley
New York
$3.48M +$24.2K +645 +0.7%
MFS
10
MSI Financial Services
Massachusetts
$2.55M +$178K +4,754 +8%
Invesco
11
Invesco
Georgia
$1.65M -$624K -16,638 -28%
CIA
12
Capital Investment Advisors
Georgia
$1.54M -$25.5K -680 -2%
NPC
13
National Planning Corporation
California
$1.16M -$721K -19,225 -38%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$1.07M +$189K +5,050 +22%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$976K +$214K +5,705 +28%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$775K
MCM
17
Maryland Capital Management
Maryland
$543K -$15.5K -413 -3%
CWM
18
Concert Wealth Management
California
$405K +$210K +5,606 +109%
BFEC
19
Benjamin F. Edwards & Company
Missouri
$347K +$62.1K +1,655 +22%
VFS
20
VSR Financial Services
Kansas
$317K -$4.69K -125 -1%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$308K +$1.99K +53 +0.7%
HNB
22
Huntington National Bank
Ohio
$298K
AIG
23
American International Group
New York
$283K +$98.2K +2,618 +54%
VC
24
Vicus Capital
Pennsylvania
$269K
CAN
25
Cetera Advisor Networks
California
$227K +$226K +6,031 New

NCV Hedge Fund Activity: Q4 2014 in Review

50 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in Virtus Convertible & Income Fund (NCV) for Q4 2014, worth a combined $92.2M — up 4.5% from $88.2M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new NCV positions and 5 closed out — a net gain of 1 holder — while 16 added to existing stakes and 15 trimmed.

The largest buyer was Cohen & Steers, adding an estimated $1.62M. The largest seller was Oxbow Advisors, cutting an estimated $1.09M.

  • 50 institutional investors held Virtus Convertible & Income Fund (NCV) as of Q4 2014, unchanged from Q3 2014.
  • Funds reported $92.2M of Virtus Convertible & Income Fund stock for Q4 2014, up 4.5% quarter-over-quarter.
  • 6 funds opened new Virtus Convertible & Income Fund positions in Q4 2014 and 5 closed out, a net change of +1 holder.
  • The largest Virtus Convertible & Income Fund buyer in Q4 2014 was Cohen & Steers, an estimated $1.62M added.
  • The largest Virtus Convertible & Income Fund seller in Q4 2014 was Oxbow Advisors, an estimated $1.09M sold.

Based on aggregated 13F filings for Q4 2014.