NPC
NCV

National Planning Corporation’s Virtus Convertible & Income Fund NCV Stock Holding History

National Planning Corporation’s Portfolio NCV Stock Details NCV Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2017
Q4 		– Sell
-11,475
Closed -$326K – 403
2017
Q3 		$326K Buy
11,475
+371
+3% +$10.4K 0.03% 500
2017
Q2 		$312K Buy
11,104
+3,754
+51% +$104K 0.02% 549
2017
Q1 		$200K Buy
7,350
+611
+9% +$16.3K 0.02% 646
2016
Q4 		$181K Buy
6,739
+2
+0% +$52 0.01% 639
2016
Q3 		$166K Buy
6,737
+1,960
+41% +$51.8K 0.01% 606
2016
Q2 		$127K Sell
4,777
-235
-5% -$5.5K 0.01% 633
2016
Q1 		$118K Sell
5,012
-3,303
-40% -$66.8K 0.01% 609
2015
Q4 		$162K Buy
8,315
+3,744
+82% +$88.6K 0.01% 660
2015
Q3 		$118K Buy
+4,571
New +$131K 0.01% 594
2015
Q2 		– Sell
-2,778
Closed -$102K – 667
2015
Q1 		$102K Sell
2,778
-28,730
-91% -$1.04M 0.01% 623
2014
Q4 		$1.16M Sell
31,508
-19,225
-38% -$721K 0.08% 221
2014
Q3 		$1.96M Buy
50,733
+10,031
+25% +$404K 0.15% 134
2014
Q2 		$1.72M Buy
40,702
+9,576
+31% +$397K 0.14% 149
2014
Q1 		$1.28M Buy
31,126
+11,614
+60% +$468K 0.11% 185
2013
Q4 		$754K Buy
19,512
+9,464
+94% +$363K 0.07% 276
2013
Q3 		$386K Buy
10,048
+7,397
+279% +$276K 0.04% 418
2013
Q2 		$98K Buy
+2,651
New +$101K 0.01% 514

Other funds holding NCV

Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Bank of Montreal
Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return
VIA
Vident Investment Advisory Alpharetta, Georgia $2.9B AUM 24.67% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

National Planning Corporation's NCV Position: Q4 2017 in Review

National Planning Corporation sold out of Virtus Convertible & Income Fund (NCV) in Q4 2017, closing a stake of 11,475 shares — an estimated $326K sold.

National Planning Corporation first reported a position in NCV in Q2 2013 and held it in 17 quarters. The position peaked at $1.96M in Q3 2014. 65 funds tracked by Wall St. Rank hold NCV as of Q4 2017.

  • National Planning Corporation reported no remaining Virtus Convertible & Income Fund position as of Q4 2017 after selling out during the quarter.
  • National Planning Corporation sold 11,475 Virtus Convertible & Income Fund shares in Q4 2017, an estimated $326K.
  • National Planning Corporation first reported a position in Virtus Convertible & Income Fund in Q2 2013 and held it in 17 quarters.
  • National Planning Corporation's Virtus Convertible & Income Fund position peaked at $1.96M in Q3 2014.
  • 65 funds tracked by Wall St. Rank held Virtus Convertible & Income Fund as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.