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NCV

Virtus Convertible & Income Fund

54 hedge funds and large institutions have $99.2M invested in Virtus Convertible & Income Fund in 2016 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 20 increasing their positions, 16 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 16

11% more capital invested

Capital invested by funds: $89.5M → $99.2M (+$9.7M)

0.04% more ownership

Funds ownership: 4.13%4.17% (+0.04%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

8% less funds holding

Funds holding: 5954 (-5)

33% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 9

Holders
54
Holders Change
-5
Holders Change %
-8.47%
% of All Funds
1.44%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
6
Increased
20
Reduced
16
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$20.8M +$1.93M +72,881 +10%
Wells Fargo
2
Wells Fargo
California
$15M +$1.1M +41,788 +8%
Cohen & Steers
3
Cohen & Steers
New York
$11.4M -$2.24M -84,980 -17%
GC
4
Guggenheim Capital
Illinois
$7.74M -$1.37M -51,744 -15%
Bank of America
5
Bank of America
North Carolina
$7.5M +$954K +36,114 +15%
VIA
6
Vident Investment Advisory
Georgia
$5.16M +$776K +29,383 +18%
SIA
7
Sit Investment Associates
Minnesota
$5.12M
Bank of Montreal
8
Bank of Montreal
Ontario, Canada
$3.95M
Morgan Stanley
9
Morgan Stanley
New York
$3.24M +$114K +4,301 +4%
LPL Financial
10
LPL Financial
California
$2.65M +$597K +22,610 +30%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$1.68M +$1.51M +57,094 +1,116%
AG
12
Advisor Group
Arizona
$1.63M +$33K +1,249 +2%
AAM
13
Advisors Asset Management
Colorado
$1.59M -$59.7K -2,262 -4%
RCM
14
Robinson Capital Management
Michigan
$1.56M -$496K -18,791 -25%
Invesco
15
Invesco
Georgia
$1.24M -$16.3K -618 -1%
EGA
16
E&G Advisors
Texas
$1.16M +$211 +8 +0%
CIA
17
Capital Investment Advisors
Georgia
$1.11M -$14.6K -554 -1%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$1.07M +$1.04M +39,525 New
OA
19
Oxbow Advisors
Texas
$662K +$2.64K +100 +0.4%
SIM
20
Sonora Investment Management
Arizona
$623K
RJA
21
Raymond James & Associates
Florida
$557K +$74K +2,803 +16%
MFS
22
MSI Financial Services
Massachusetts
$394K -$1.56M -59,248 -80%
MCM
23
Maryland Capital Management
Maryland
$361K -$259K -9,806 -42%
CAN
24
Cetera Advisor Networks
California
$356K +$255K +9,671 +274%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$323K +$5.89K +223 +2%

NCV Hedge Fund Activity: Q3 2016 in Review

54 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Virtus Convertible & Income Fund (NCV) for Q3 2016, worth a combined $99.2M — up 11% from $89.5M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of NCV and 6 opened new positions — a net loss of 3 holders — while 16 trimmed existing stakes and 20 added.

The largest buyer was UBS Group, adding an estimated $1.93M. The largest seller was Cohen & Steers, cutting an estimated $2.24M.

  • 54 institutional investors held Virtus Convertible & Income Fund (NCV) as of Q3 2016, down from 59 in Q2 2016.
  • Funds reported $99.2M of Virtus Convertible & Income Fund stock for Q3 2016, up 11% quarter-over-quarter.
  • 6 funds opened new Virtus Convertible & Income Fund positions in Q3 2016 and 9 closed out, a net change of -3 holders.
  • The largest Virtus Convertible & Income Fund buyer in Q3 2016 was UBS Group, an estimated $1.93M added.
  • The largest Virtus Convertible & Income Fund seller in Q3 2016 was Cohen & Steers, an estimated $2.24M sold.

Based on aggregated 13F filings for Q3 2016.