NCV

Virtus Convertible & Income Fund
NCV

Overview Fund Activity

54 hedge funds and large institutions have $99.2M invested in Virtus Convertible & Income Fund in 2016 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 20 increasing their positions, 16 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
54
Holders Change
-5
Holders Change %
-8.47%
% of All Funds
1.44%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
6
Increased
20
Reduced
16
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
UBS Group
Switzerland
+$1.97M
2
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$1.54M
3
Wells Fargo
Wells Fargo
California
+$1.13M
4
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$1.07M
5
Bank of America
Bank of America
North Carolina
+$975K

Top Sellers

1
Cohen & Steers
Cohen & Steers
New York
-$2.29M
2
MFS
MSI Financial Services
Massachusetts
-$1.6M
3
GC
Guggenheim Capital
Illinois
-$1.4M
4
RCM
Robinson Capital Management
Michigan
-$507K
5
Citigroup
Citigroup
New York
-$392K
Name Holding Trade Value Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$20.8M +$1.97M +72,881 +10%
Wells Fargo
2
Wells Fargo
California
$15M +$1.13M +41,788 +8%
Cohen & Steers
3
Cohen & Steers
New York
$11.4M -$2.29M -84,980 -17%
GC
4
Guggenheim Capital
Illinois
$7.74M -$1.4M -51,744 -15%
Bank of America
5
Bank of America
North Carolina
$7.5M +$975K +36,114 +15%
VIA
6
Vident Investment Advisory
Georgia
$5.16M +$793K +29,383 +18%
SIA
7
Sit Investment Associates
Minnesota
$5.12M – – –
Bank of Montreal
8
Bank of Montreal
Ontario, Canada
$3.95M – – –
Morgan Stanley
9
Morgan Stanley
New York
$3.24M +$116K +4,301 +4%
LPL Financial
10
LPL Financial
California
$2.65M +$615K +22,610 +30%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$1.68M +$1.54M +57,094 +1,116%
AG
12
Advisor Group
Arizona
$1.63M +$33.7K +1,249 +2%
AAM
13
Advisors Asset Management
Colorado
$1.59M -$61.1K -2,262 -4%
RCM
14
Robinson Capital Management
Michigan
$1.56M -$507K -18,791 -25%
Invesco
15
Invesco
Georgia
$1.24M -$16.7K -618 -1%
EGA
16
E&G Advisors
Texas
$1.16M +$216 +8 +0%
CIA
17
Capital Investment Advisors
Georgia
$1.11M -$15K -554 -1%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$1.07M +$1.07M +39,525 New
OA
19
Oxbow Advisors
Texas
$662K +$2.7K +100 +0.4%
SIM
20
Sonora Investment Management
Arizona
$623K – – –
RJA
21
Raymond James & Associates
Florida
$557K +$75.7K +2,803 +16%
MFS
22
MSI Financial Services
Massachusetts
$394K -$1.6M -59,248 -80%
MCM
23
Maryland Capital Management
Maryland
$361K -$265K -9,806 -42%
CAN
24
Cetera Advisor Networks
California
$356K +$261K +9,671 +274%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$323K +$6.02K +223 +2%
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