NCV

Virtus Convertible & Income Fund
NCV

Overview Fund Activity

50 hedge funds and large institutions have $88.2M invested in Virtus Convertible & Income Fund in 2014 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 14 increasing their positions, 16 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
50
Holders Change
–
Holders Change %
0%
% of All Funds
1.45%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
14
Reduced
16
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$698K
2
Cohen & Steers
Cohen & Steers
New York
+$610K
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$476K
4
NPC
National Planning Corporation
California
+$387K
5
BFEC
Benjamin F. Edwards & Company
Missouri
+$289K

Top Sellers

1
Invesco
Invesco
Georgia
-$1.09M
2
Morgan Stanley
Morgan Stanley
New York
-$559K
3
LPL Financial
LPL Financial
California
-$485K
4
GC
Guggenheim Capital
Illinois
-$419K
5
HNB
Huntington National Bank
Ohio
-$335K
Name Holding Trade Value Shares
Change 		Shares
Change %
GC
1
Guggenheim Capital
Illinois
$14M -$419K -10,978 -3%
LPL Financial
2
LPL Financial
California
$13.2M -$485K -12,490 -4%
Cohen & Steers
3
Cohen & Steers
New York
$8.91M +$610K +15,960 +7%
U
4
UBS
Switzerland
$8.23M +$273K +7,158 +3%
Wells Fargo
5
Wells Fargo
California
$8.09M -$167K -4,359 -2%
Bank of America
6
Bank of America
North Carolina
$7.88M +$698K +18,281 +10%
OA
7
Oxbow Advisors
Texas
$5.54M +$24K +629 +0.4%
IH
8
IFC Holdings
Florida
$3.71M -$110K -2,888 -3%
Morgan Stanley
9
Morgan Stanley
New York
$3.5M -$559K -14,642 -14%
MFS
10
MSI Financial Services
Massachusetts
$2.41M +$65.9K +1,726 +3%
Invesco
11
Invesco
Georgia
$2.31M -$1.09M -28,657 -32%
NPC
12
National Planning Corporation
California
$1.96M +$387K +10,031 +25%
CIA
13
Capital Investment Advisors
Georgia
$1.58M -$25.9K -678 -2%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$896K +$476K +12,463 +113%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$785K -$47K -1,232 -6%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$772K +$257K +6,729 +50%
MCM
17
Maryland Capital Management
Maryland
$567K -$11.9K -312 -2%
VFS
18
VSR Financial Services
Kansas
$327K +$153K +4,005 +88%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$310K -$14.4K -376 -4%
HNB
20
Huntington National Bank
Ohio
$302K -$335K – –
BFEC
21
Benjamin F. Edwards & Company
Missouri
$289K +$289K +7,556 New
VKH
22
Virtu KCG Holdings
New York
$278K +$278K +7,287 New
VC
23
Vicus Capital
Pennsylvania
$273K – – –
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$254K -$228K -5,949 -47%
CDH
25
Charles D. Hyman
$222K -$4.78K -125 -2%
1
2 3