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NCV

Virtus Convertible & Income Fund

50 hedge funds and large institutions have $88.2M invested in Virtus Convertible & Income Fund in 2014 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 14 increasing their positions, 16 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.02% more ownership

Funds ownership: 2.61%2.63% (+0.02%)

0% more funds holding

Funds holding: 5050 (0)

0% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 5

9% less capital invested

Capital invested by funds: $97M → $88.2M (-$8.73M)

13% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 16

Holders
50
Holders Change
Holders Change %
0%
% of All Funds
1.45%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
14
Reduced
16
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$14M -$442K -10,978 -3%
LPL Financial
2
LPL Financial
California
$13.2M -$503K -12,490 -4%
Cohen & Steers
3
Cohen & Steers
New York
$8.91M +$643K +15,960 +7%
U
4
UBS
Switzerland
$8.23M +$288K +7,158 +3%
Wells Fargo
5
Wells Fargo
California
$8.09M -$176K -4,359 -2%
Bank of America
6
Bank of America
North Carolina
$7.88M +$736K +18,281 +10%
OA
7
Oxbow Advisors
Texas
$5.54M +$25.3K +629 +0.4%
IH
8
IFC Holdings
Florida
$3.71M -$116K -2,888 -3%
Morgan Stanley
9
Morgan Stanley
New York
$3.5M -$590K -14,642 -14%
MFS
10
MSI Financial Services
Massachusetts
$2.41M +$69.5K +1,726 +3%
Invesco
11
Invesco
Georgia
$2.31M -$1.15M -28,657 -32%
NPC
12
National Planning Corporation
California
$1.96M +$404K +10,031 +25%
CIA
13
Capital Investment Advisors
Georgia
$1.58M -$27.3K -678 -2%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$896K +$502K +12,463 +113%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$785K -$49.6K -1,232 -6%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$772K +$271K +6,729 +50%
MCM
17
Maryland Capital Management
Maryland
$567K -$12.6K -312 -2%
VFS
18
VSR Financial Services
Kansas
$327K +$161K +4,005 +88%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$310K -$15.1K -376 -4%
HNB
20
Huntington National Bank
Ohio
$302K
BFEC
21
Benjamin F. Edwards & Company
Missouri
$289K +$304K +7,556 New
VKH
22
Virtu KCG Holdings
New York
$278K +$294K +7,287 New
VC
23
Vicus Capital
Pennsylvania
$273K
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$254K -$240K -5,949 -47%
CDH
25
Charles D. Hyman
$222K -$5.04K -125 -2%

NCV Hedge Fund Activity: Q3 2014 in Review

50 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in Virtus Convertible & Income Fund (NCV) for Q3 2014, worth a combined $88.2M — down 9% from $97M a quarter earlier.

Fund positioning in NCV was balanced in Q3 2014: 5 funds opened new positions, 5 closed out, 14 added to existing stakes and 16 trimmed.

The largest buyer was Bank of America, adding an estimated $736K. The largest seller was Invesco, cutting an estimated $1.15M.

  • 50 institutional investors held Virtus Convertible & Income Fund (NCV) as of Q3 2014, unchanged from Q2 2014.
  • Funds reported $88.2M of Virtus Convertible & Income Fund stock for Q3 2014, down 9% quarter-over-quarter.
  • 5 funds opened new Virtus Convertible & Income Fund positions in Q3 2014 and 5 closed out, a net change of 0 holders.
  • The largest Virtus Convertible & Income Fund buyer in Q3 2014 was Bank of America, an estimated $736K added.
  • The largest Virtus Convertible & Income Fund seller in Q3 2014 was Invesco, an estimated $1.15M sold.

Based on aggregated 13F filings for Q3 2014.