NCV

Virtus Convertible & Income Fund
NCV

Overview Fund Activity

60 hedge funds and large institutions have $70M invested in Virtus Convertible & Income Fund in 2018 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 19 increasing their positions, 13 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
60
Holders Change
-7
Holders Change %
-10.45%
% of All Funds
1.37%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
19
Reduced
13
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$1.46M
2
Ameriprise
Ameriprise
Minnesota
+$789K
3
LPL Financial
LPL Financial
California
+$635K
4
GC
Guggenheim Capital
Illinois
+$389K
5
Morgan Stanley
Morgan Stanley
New York
+$377K

Top Sellers

1
Wells Fargo
Wells Fargo
California
-$8.14M
2
Cohen & Steers
Cohen & Steers
New York
-$1.42M
3
CIA
Capital Investment Advisors
Georgia
-$261K
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$256K
5
FIM
Freedom Investment Management
Connecticut
-$181K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$16.4M +$377K +13,551 +2%
Bank of America
2
Bank of America
North Carolina
$13.3M +$1.46M +52,526 +12%
GC
3
Guggenheim Capital
Illinois
$6.57M +$389K +13,999 +6%
Wells Fargo
4
Wells Fargo
California
$5.54M -$8.14M -292,962 -60%
Ameriprise
5
Ameriprise
Minnesota
$4.89M +$789K +4,165 +19%
Cohen & Steers
6
Cohen & Steers
New York
$4.49M -$1.42M -51,250 -24%
UBS Group
7
UBS Group
Switzerland
$2.29M +$57.8K +2,079 +3%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$2.19M -$22.5K -811 -1%
AAM
9
Advisors Asset Management
Colorado
$2.05M -$72.7K -2,616 -3%
LPL Financial
10
LPL Financial
California
$1.62M +$635K +22,845 +64%
AG
11
Advisor Group
Arizona
$1.47M -$16K -577 -1%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$1.03M -$24.1K -868 -2%
EGA
13
E&G Advisors
Texas
$989K -$6.56K -236 -0.7%
CWM
14
Cornerstone Wealth Management
Missouri
$950K +$19.6K +35 +2%
IA
15
IFP Advisors
Florida
$825K +$61.4K +2,208 +8%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$700K +$160K +5,754 +30%
SIM
17
Sonora Investment Management
Arizona
$636K – – –
CAN
18
Cetera Advisor Networks
California
$583K +$214K +7,794 +58%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$527K +$131K +4,714 +33%
OA
20
Oxbow Advisors
Texas
$282K +$6.45K +232 +2%
CAN
21
Claraphi Advisory Network
United States
$237K +$4.47K +161 +2%
RJA
22
Raymond James & Associates
Florida
$199K -$27.7K -996 -12%
GLA
23
Good Life Advisors
Pennsylvania
$177K – – –
MML Investors Services
24
MML Investors Services
Massachusetts
$166K +$166K +5,970 New
CIA
25
Capital Investment Advisors
Georgia
$164K -$261K -9,397 -61%
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