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NCV

Virtus Convertible & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Cohen & Steers
1
Cohen & Steers
New York
$15.2M +$15.7M +413,400 New
LPL Financial
2
LPL Financial
California
$14.1M +$14.6M +384,716 New
GC
3
Guggenheim Capital
Illinois
$12.8M +$13.2M +347,956 New
Wells Fargo
4
Wells Fargo
California
$5.99M +$6.2M +163,274 New
Morgan Stanley
5
Morgan Stanley
New York
$5.6M +$5.8M +152,753 New
OA
6
Oxbow Advisors
Texas
$5.29M +$5.47M +144,175 New
U
7
UBS
Switzerland
$4.62M +$4.78M +125,873 New
Invesco
8
Invesco
Georgia
$3.41M +$3.52M +92,845 New
MFS
9
MSI Financial Services
Massachusetts
$2.03M +$2.1M +55,358 New
Bank of America
10
Bank of America
North Carolina
$1.49M +$1.54M +40,651 New
MCM
11
Maryland Capital Management
Maryland
$650K +$672K +17,713 New
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$612K +$633K +16,681 New
RCM
13
Rivernorth Capital Management
Florida
$596K +$617K +16,248 New
B
14
Baird
Wisconsin
$448K +$464K +12,218 New
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$321K +$332K +8,748 New
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$294K +$305K +8,023 New
HNB
17
Huntington National Bank
Ohio
$290K
CDH
18
Charles D. Hyman
$234K +$242K +6,380 New
AIG
19
American International Group
New York
$230K +$239K +6,284 New
Jane Street
20
Jane Street
New York
$225K +$233K +6,146 New
KCG
21
Knight Capital Group
$176K +$182K +4,802 New
COLIM
22
City of London Investment Management
United Kingdom
$159K +$180K +4,750 New
VFS
23
VSR Financial Services
Kansas
$158K +$164K +4,318 New
Citigroup
24
Citigroup
New York
$147K +$152K +4,011 New
Creative Planning
25
Creative Planning
Kansas
$143K +$148K +3,911 New