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NCV

Virtus Convertible & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$24.3M +$1.29M +100,908 +6%
AAM
2
Advisors Asset Management
Colorado
$8.37M +$1.27M +98,943 +18%
Bank of America
3
Bank of America
North Carolina
$4.52M -$719K -56,098 -14%
Pathstone Holdings
4
Pathstone Holdings
New Jersey
$4.13M +$126K +9,803 +3%
CPC
5
Congress Park Capital
New York
$3.48M +$128K +9,946 +4%
WAM
6
WNY Asset Management
New York
$3.03M +$571K +44,520 +24%
CA
7
Cornerstone Advisors
North Carolina
$3.01M +$434K +33,817 +17%
LPL Financial
8
LPL Financial
California
$2.65M +$270K +21,066 +12%
Ameriprise
9
Ameriprise
Minnesota
$2.64M +$136K +10,642 +6%
LCM
10
Landscape Capital Management
New Jersey
$1.48M +$65.1K +5,075 +5%
PAS
11
Park Avenue Securities
New York
$1.28M +$31.9K +2,487 +3%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$1.25M +$25K +1,952 +2%
Cetera Investment Advisers
13
Cetera Investment Advisers
Illinois
$1.05M +$119K +9,318 +13%
PAG
14
Private Advisor Group
New Jersey
$806K +$46.5K +3,627 +6%
RJA
15
Raymond James & Associates
Florida
$782K +$127K +9,885 +20%
Invesco
16
Invesco
Georgia
$693K +$75.3K +5,873 +12%
Osaic Holdings
17
Osaic Holdings
Arizona
$678K +$181K +14,118 +37%
GP
18
Gridiron Partners
Pennsylvania
$677K
SFS
19
Shaker Financial Services
Virginia
$615K -$428K -33,386 -42%
RCM
20
Robinson Capital Management
Michigan
$546K
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$517K -$3.74K -292 -0.7%
ACM
22
Arlington Capital Management
Illinois
$474K -$20K -1,560 -4%
Lido Advisors
23
Lido Advisors
California
$415K
NA
24
NewEdge Advisors
Louisiana
$408K -$13.6K -1,057 -3%
Mariner
25
Mariner
Kansas
$368K +$203K +15,838 +129%