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NCV

Virtus Convertible & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$14.7M +$5.4M +266,897 +67%
Wells Fargo
2
Wells Fargo
California
$10M +$591K +29,193 +7%
Cohen & Steers
3
Cohen & Steers
New York
$8.67M +$1.13M +55,829 +17%
GC
4
Guggenheim Capital
Illinois
$7.2M -$747K -36,934 -10%
VIA
5
Vident Investment Advisory
Georgia
$6.43M +$5.87M +289,952 New
Bank of America
6
Bank of America
North Carolina
$4.67M -$586K -28,980 -12%
NMC
7
Nine Masts Capital
Hong Kong
$3.42M +$1.18M +58,573 +61%
LPL Financial
8
LPL Financial
California
$3.25M +$118K +5,852 +4%
Bank of Montreal
9
Bank of Montreal
Ontario, Canada
$3.24M +$2.91M +143,750 +5,750%
CA
10
Cornerstone Advisors
North Carolina
$2.7M +$376K +18,589 +18%
Morgan Stanley
11
Morgan Stanley
New York
$2.65M +$856K +42,342 +55%
RCM
12
Rivernorth Capital Management
Florida
$2.65M +$2.42M +119,414 New
SIA
13
Sit Investment Associates
Minnesota
$2.44M +$592K +29,275 +36%
MIG
14
Mariner Investment Group
New York
$1.91M -$622K -30,765 -26%
RCM
15
Robinson Capital Management
Michigan
$1.75M +$405K +20,000 +34%
MFS
16
MSI Financial Services
Massachusetts
$1.67M +$72.3K +3,573 +5%
DA
17
Doliver Advisors
Texas
$1.6M -$1.13M -56,016 -44%
NCM
18
Newgate Capital Management
Connecticut
$1.47M +$7.81K +386 +0.6%
LCM
19
Landscape Capital Management
New Jersey
$1.44M -$6.9M -341,161 -84%
AAM
20
Advisors Asset Management
Colorado
$1.4M +$621K +30,703 +95%
AIG
21
American International Group
New York
$1.37M -$434K -21,434 -26%
ICM
22
Ionic Capital Management
New York
$1.11M -$9.71K -480 -1%
SG Americas Securities
23
SG Americas Securities
New York
$1.05M +$22.3K +1,100 +2%
CIA
24
Capital Investment Advisors
Georgia
$900K -$17.9K -883 -2%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$836K -$4.05K -200 -0.5%