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NCV

Virtus Convertible & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$25M -$974K -71,635 -4%
AAM
2
Advisors Asset Management
Colorado
$9.17M +$206K +15,140 +2%
PCM
3
Penserra Capital Management
California
$8.97M +$8.72M +641,033 New
CPC
4
Congress Park Capital
New York
$5.47M +$1.69M +124,528 +47%
Bank of America
5
Bank of America
North Carolina
$4.43M -$398K -29,254 -8%
WAM
6
WNY Asset Management
New York
$3.27M +$22.5K +1,654 +0.7%
Pathstone Holdings
7
Pathstone Holdings
New Jersey
$3.07M -$1.31M -96,639 -31%
Ameriprise
8
Ameriprise
Minnesota
$2.82M -$13.6K -1,003 -0.5%
LPL Financial
9
LPL Financial
California
$2.7M -$136K -10,026 -5%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$1.43M +$90.6K +6,659 +7%
PAS
11
Park Avenue Securities
New York
$1.41M +$43.5K +3,195 +3%
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
$1.21M +$76.1K +5,597 +7%
Invesco
13
Invesco
Georgia
$895K +$149K +10,947 +21%
PAG
14
Private Advisor Group
New Jersey
$863K +$27 +2 +0%
RJA
15
Raymond James & Associates
Florida
$844K +$6.8K +500 +0.8%
LCM
16
Landscape Capital Management
New Jersey
$724K -$837K -61,545 -54%
GP
17
Gridiron Partners
Pennsylvania
$724K
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$724K +$516K +37,905 +275%
Osaic Holdings
19
Osaic Holdings
Arizona
$647K -$76.5K -5,628 -11%
Thrivent Financial for Lutherans
20
Thrivent Financial for Lutherans
Minnesota
$554K +$204K +15,000 +61%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$527K -$24.9K -1,831 -5%
UBS Group
22
UBS Group
Switzerland
$472K +$201K +14,763 +78%
Lido Advisors
23
Lido Advisors
California
$444K
RCM
24
Robinson Capital Management
Michigan
$432K -$141K -10,364 -25%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$418K +$37.3K +2,741 +10%