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NCV

Virtus Convertible & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$15.3M +$559K +24,153 +4%
Bank of America
2
Bank of America
North Carolina
$8.65M +$256K +11,031 +3%
GC
3
Guggenheim Capital
Illinois
$6.3M +$464K +20,040 +8%
Wells Fargo
4
Wells Fargo
California
$4.09M -$144K -6,197 -3%
Cohen & Steers
5
Cohen & Steers
New York
$3.16M +$2.39M +103,316 +283%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$1.8M +$78.8K +3,404 +4%
UBS Group
7
UBS Group
Switzerland
$1.58M -$68.4K -2,952 -4%
AG
8
Advisor Group
Arizona
$1.22M -$70.5K -3,044 -5%
MAFM
9
Mid Atlantic Financial Management
Pennsylvania
$1.09M +$309K +13,335 +38%
Ameriprise
10
Ameriprise
Minnesota
$1.09M +$146K +6,291 +15%
LPL Financial
11
LPL Financial
California
$1.07M -$540K -23,314 -33%
CAN
12
Cetera Advisor Networks
California
$690K +$101K +4,340 +17%
EGA
13
E&G Advisors
Texas
$652K -$11.4K -491 -2%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$651K -$29.4K -1,270 -4%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$640K +$2.43K +105 +0.4%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$534K +$8.46K +365 +2%
JPLA
17
Joseph P. Lucia & Associates
New York
$523K +$442K +19,097 +470%
SIM
18
Sonora Investment Management
Arizona
$508K +$2.78K +120 +0.5%
WAM
19
Wolverine Asset Management
Illinois
$498K +$511K +22,062 New
CAN
20
Claraphi Advisory Network
United States
$298K -$85K -3,671 -22%
RFN
21
RDA Financial Network
Iowa
$255K
BCA
22
Biltmore Capital Advisors
New Jersey
$170K +$57.9K +2,500 +50%
RJFSA
23
Raymond James Financial Services Advisors
Florida
$151K +$155K +6,685 New
Creative Planning
24
Creative Planning
Kansas
$142K +$27.4K +1,182 +23%
HighTower Advisors
25
HighTower Advisors
Illinois
$137K -$14.8K -638 -10%