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NCV

Virtus Convertible & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$11.8M -$528K -21,393 -4%
Bank of America
2
Bank of America
North Carolina
$7.01M -$3.46M -140,097 -29%
GC
3
Guggenheim Capital
Illinois
$4.82M -$99.1K -4,015 -2%
Wells Fargo
4
Wells Fargo
California
$3.92M -$265K -10,748 -5%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$1.92M +$1.67M +67,466 +268%
Cohen & Steers
6
Cohen & Steers
New York
$1.77M -$1.87M -75,950 -47%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$1.59M -$52.2K -2,116 -3%
UBS Group
8
UBS Group
Switzerland
$1.52M -$225K -9,117 -11%
AAM
9
Advisors Asset Management
Colorado
$1.22M -$372K -15,077 -20%
LPL Financial
10
LPL Financial
California
$1.19M -$29K -1,174 -2%
AG
11
Advisor Group
Arizona
$1.16M +$69.8K +2,826 +5%
IA
12
IFP Advisors
Florida
$769K +$186K +7,516 +25%
WAM
13
Weiss Asset Management
Massachusetts
$752K +$894K +36,228 New
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$691K -$92.9K -3,765 -10%
Ameriprise
15
Ameriprise
Minnesota
$641K +$138K +5,582 +22%
EGA
16
E&G Advisors
Texas
$609K -$154K -6,242 -18%
MAFM
17
Mid Atlantic Financial Management
Pennsylvania
$604K +$718K +29,075 New
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$552K +$187K +7,559 +40%
OFG
19
OTA Financial Group
New York
$541K +$644K +26,095 New
SIM
20
Sonora Investment Management
Arizona
$470K -$6.17K -250 -1%
CAN
21
Cetera Advisor Networks
California
$431K -$17.3K -699 -3%
AIC
22
Ameritas Investment Company
Nebraska
$348K +$413K +16,740 New
CCP
23
Clough Capital Partners
Massachusetts
$307K +$365K +14,775 New
FM
24
Family Management
New York
$301K +$358K +14,485 New
Creative Planning
25
Creative Planning
Kansas
$254K +$193K +7,825 +177%