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NCV

Virtus Convertible & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$23.5M +$293K +22,328 +1%
AAM
2
Advisors Asset Management
Colorado
$7.23M +$6.88M +524,512 +3,211%
Bank of America
3
Bank of America
North Carolina
$5.37M -$577K -43,935 -10%
Pathstone Holdings
4
Pathstone Holdings
New Jersey
$4.09M +$712K +54,260 +22%
CPC
5
Congress Park Capital
New York
$3.42M +$51.8K +3,945 +2%
CA
6
Cornerstone Advisors
North Carolina
$2.62M -$663K -50,527 -20%
Ameriprise
7
Ameriprise
Minnesota
$2.57M +$40.1K +3,058 +2%
WAM
8
WNY Asset Management
New York
$2.5M +$446K +33,949 +22%
LPL Financial
9
LPL Financial
California
$2.43M +$553K +42,136 +30%
LCM
10
Landscape Capital Management
New Jersey
$1.45M -$67K -5,105 -5%
PAS
11
Park Avenue Securities
New York
$1.27M -$38.1K -2,904 -3%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$1.25M -$292K -22,223 -19%
SFS
13
Shaker Financial Services
Virginia
$1.07M +$382K +29,126 +57%
Cetera Investment Advisers
14
Cetera Investment Advisers
Illinois
$952K -$94.2K -7,179 -9%
CA
15
Cetera Advisors
Colorado
$862K +$758K +57,717 +853%
PAG
16
Private Advisor Group
New Jersey
$775K +$32.3K +2,457 +4%
GP
17
Gridiron Partners
Pennsylvania
$691K
RJA
18
Raymond James & Associates
Florida
$666K +$85.1K +6,484 +15%
Invesco
19
Invesco
Georgia
$630K +$143K +10,892 +30%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$532K +$6.87K +523 +1%
RCM
21
Robinson Capital Management
Michigan
$531K
ACM
22
Arlington Capital Management
Illinois
$505K -$24.9K -1,900 -5%
Osaic Holdings
23
Osaic Holdings
Arizona
$504K -$206K -15,720 -29%
NA
24
NewEdge Advisors
Louisiana
$431K -$25.3K -1,929 -6%
Lido Advisors
25
Lido Advisors
California
$424K