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NCV

Virtus Convertible & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$12.4M +$2.7M +193,140 +27%
Bank of America
2
Bank of America
North Carolina
$8.91M -$1.13M -81,077 -11%
AAM
3
Advisors Asset Management
Colorado
$7.94M -$407K -29,183 -5%
GC
4
Guggenheim Capital
Illinois
$4.25M -$665K -47,612 -13%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$2.22M +$778K +55,751 +52%
HBCM
6
Heron Bay Capital Management
Michigan
$2.07M +$2.12M +152,149 New
LPL Financial
7
LPL Financial
California
$2.04M -$31.6K -2,267 -1%
CS
8
Credit Suisse
Switzerland
$1.39M
Ameriprise
9
Ameriprise
Minnesota
$1.38M -$146K -10,493 -9%
PAS
10
Park Avenue Securities
New York
$1.15M -$11.6K -834 -1%
WAM
11
WNY Asset Management
New York
$1.08M +$709K +50,767 +179%
CAN
12
Cetera Advisor Networks
California
$894K +$71.5K +5,122 +8%
Cetera Investment Advisers
13
Cetera Investment Advisers
Illinois
$748K +$336K +24,067 +78%
PAG
14
Private Advisor Group
New Jersey
$639K -$29.7K -2,125 -4%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$593K -$260K -18,655 -30%
Osaic Holdings
16
Osaic Holdings
Arizona
$555K +$97.3K +6,969 +21%
NA
17
NewEdge Advisors
Louisiana
$522K +$1.31K +94 +0.2%
Thrivent Financial for Lutherans
18
Thrivent Financial for Lutherans
Minnesota
$510K
CC
19
Claybrook Capital
Massachusetts
$432K
Rockefeller Capital Management
20
Rockefeller Capital Management
New York
$391K -$75K -5,371 -16%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$322K -$22.5K -1,612 -6%
CAN
22
Claraphi Advisory Network
United States
$304K +$141K +10,112 +83%
Wells Fargo
23
Wells Fargo
California
$292K +$24K +1,720 +9%
LSC
24
Logan Stone Capital
Illinois
$284K +$291K +20,859 New
PFG
25
Prosperity Financial Group
California
$259K +$265K +19,011 New