Rockefeller Capital Management
NCV

Rockefeller Capital Management’s Virtus Convertible & Income Fund NCV Stock Holding History

Rockefeller Capital Management’s Portfolio NCV Stock Details NCV Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$18.3K Buy
1,037
+962
+1,283% +$16.2K ﹤0.01% 3762
2026
Q1 		$1.12K Buy
75
+70
+1,400% +$1.1K ﹤0.01% 4473
2025
Q4 		$82 Buy
+5
New +$77 ﹤0.01% 4631
2025
Q2 		– Sell
-19,954
Closed -$258K – 1762
2025
Q1 		$258K Buy
19,954
+513
+3% +$7.07K ﹤0.01% 1614
2024
Q4 		$270K Buy
19,441
+617
+3% +$8.74K ﹤0.01% 1613
2024
Q3 		$264K Sell
18,824
-152
-0.8% -$2.07K ﹤0.01% 1566
2024
Q2 		$248K Sell
18,976
-11,914
-39% -$153K ﹤0.01% 1594
2024
Q1 		$413K Buy
30,890
+831
+3% +$10.9K ﹤0.01% 1521
2023
Q4 		$405K Buy
30,059
+1,479
+5% +$18.5K ﹤0.01% 1398
2023
Q3 		$356K Buy
28,580
+561
+2% +$7.47K ﹤0.01% 1381
2023
Q2 		$390K Sell
28,019
-47
-0.2% -$627 ﹤0.01% 1432
2023
Q1 		$377K Sell
28,066
-705
-2% -$10.3K ﹤0.01% 1477
2022
Q4 		$391K Sell
28,771
-5,371
-16% -$75K ﹤0.01% 1370
2022
Q3 		$437K Buy
34,142
+11,342
+50% +$172K ﹤0.01% 1326
2022
Q2 		$335K Buy
22,800
+16,696
+274% +$279K ﹤0.01% 1433
2022
Q1 		$122K Buy
6,104
+1
+0% +$21 ﹤0.01% 1898
2021
Q4 		$142K Buy
6,103
+2
+0% +$48 ﹤0.01% 1783
2021
Q3 		$145K Buy
6,101
+1
+0% +$24 ﹤0.01% 1703
2021
Q2 		$149K Sell
6,100
-2,604
-30% -$60.7K ﹤0.01% 1636
2021
Q1 		$197K Hold
8,704
– – ﹤0.01% 1338
2020
Q4 		$199K Sell
8,704
-582
-6% -$11.9K ﹤0.01% 1195
2020
Q3 		$170K Buy
9,286
+4,950
+114% +$92.7K ﹤0.01% 1095
2020
Q2 		$76K Hold
4,336
– – ﹤0.01% 1270
2020
Q1 		$65K Buy
4,336
+1,657
+62% +$34.9K ﹤0.01% 1162
2019
Q4 		$62K Hold
2,679
– – ﹤0.01% 1096
2019
Q3 		$60K Hold
2,679
– – ﹤0.01% 915
2019
Q2 		$61K Hold
2,679
– – ﹤0.01% 781
2019
Q1 		$69K Buy
+2,679
New +$66.2K ﹤0.01% 844

Other funds holding NCV

Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
CPC
Congress Park Capital Saratoga Springs, New York $370M AUM 26.01% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return
PCM
Penserra Capital Management Orinda, California $13B AUM 71.84% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
SCM
Saba Capital Management New York $3.9B AUM 12.9% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Rockefeller Capital Management's NCV Position: Q2 2026 in Review

Rockefeller Capital Management increased its Virtus Convertible & Income Fund (NCV) stake by 1,283% in Q2 2026, buying an estimated $16.2K and bringing the position to 1,037 shares worth $18.3K. The position accounts for ﹤0.01% of the portfolio, ranked #3762.

Rockefeller Capital Management first reported a position in NCV in Q1 2019 and has held it in 28 quarters since. The position peaked at $437K in Q3 2022. 58 funds tracked by Wall St. Rank hold NCV as of Q2 2026.

  • Rockefeller Capital Management held 1,037 shares of Virtus Convertible & Income Fund worth $18.3K as of Q2 2026.
  • Rockefeller Capital Management bought 962 Virtus Convertible & Income Fund shares in Q2 2026, an estimated $16.2K.
  • Virtus Convertible & Income Fund made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q2 2026, its #3762 holding.
  • Rockefeller Capital Management first reported a position in Virtus Convertible & Income Fund in Q1 2019 and has held it in 28 quarters since.
  • Rockefeller Capital Management's Virtus Convertible & Income Fund position peaked at $437K in Q3 2022.
  • 58 funds tracked by Wall St. Rank held Virtus Convertible & Income Fund as of Q2 2026.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.