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NCV

Virtus Convertible & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$15.6M -$758K -28,318 -5%
Bank of America
2
Bank of America
North Carolina
$12.1M +$3.01M +112,353 +34%
GC
3
Guggenheim Capital
Illinois
$8.78M -$61.3K -2,291 -0.7%
Cohen & Steers
4
Cohen & Steers
New York
$8.09M -$854K -31,931 -10%
UBS Group
5
UBS Group
Switzerland
$7.94M -$13.8M -517,330 -64%
SIA
6
Sit Investment Associates
Minnesota
$5.43M +$303K +11,339 +6%
Morgan Stanley
7
Morgan Stanley
New York
$3.57M +$168K +6,274 +5%
LPL Financial
8
LPL Financial
California
$2.81M +$188K +7,039 +7%
AAM
9
Advisors Asset Management
Colorado
$2.12M +$568K +21,244 +37%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$2.04M +$58.7K +2,194 +3%
AG
11
Advisor Group
Arizona
$1.84M -$1.58K -59 -0.1%
Millennium Management
12
Millennium Management
New York
$1.7M +$1.37M +51,211 +443%
VIA
13
Vident Investment Advisory
Georgia
$1.68M -$3.84M -143,665 -70%
EGA
14
E&G Advisors
Texas
$1.11M +$321 +12 +0%
CIA
15
Capital Investment Advisors
Georgia
$988K +$977K +36,538 New
Invesco
16
Invesco
Georgia
$835K -$226K -8,460 -22%
OA
17
Oxbow Advisors
Texas
$665K +$2.75K +103 +0.4%
SIM
18
Sonora Investment Management
Arizona
$624K
DA
19
Doliver Advisors
Texas
$551K +$237K +8,847 +77%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$425K +$30.8K +1,151 +8%
IA
21
IFP Advisors
Florida
$425K +$283K +10,565 +205%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$372K +$27.2K +1,016 +8%
IH
23
IFC Holdings
Florida
$342K +$136K +5,088 +66%
Ameriprise
24
Ameriprise
Minnesota
$268K +$265K +9,922 New
MCM
25
Maryland Capital Management
Maryland
$267K -$20.1K -750 -7%