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NCV

Virtus Convertible & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$16.5M +$970K +24,081 +6%
GC
2
Guggenheim Capital
Illinois
$15.6M -$174K -4,322 -1%
Cohen & Steers
3
Cohen & Steers
New York
$12.5M -$1.06M -26,417 -8%
Wells Fargo
4
Wells Fargo
California
$8.21M +$434K +10,778 +6%
Bank of America
5
Bank of America
North Carolina
$6.74M +$1.88M +46,654 +40%
U
6
UBS
Switzerland
$6.43M +$393K +9,770 +7%
OA
7
Oxbow Advisors
Texas
$5.75M -$107K -2,657 -2%
Invesco
8
Invesco
Georgia
$4.74M +$54.9K +1,363 +1%
Morgan Stanley
9
Morgan Stanley
New York
$4.06M +$572K +14,215 +17%
IH
10
IFC Holdings
Florida
$3.8M +$2.18M +54,045 +137%
MFS
11
MSI Financial Services
Massachusetts
$2.38M -$21.3K -528 -0.9%
CIA
12
Capital Investment Advisors
Georgia
$1.79M -$25.3K -628 -1%
NPC
13
National Planning Corporation
California
$1.28M +$468K +11,614 +60%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$932K +$96.6K +2,399 +12%
MCM
15
Maryland Capital Management
Maryland
$621K -$25.2K -625 -4%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$480K +$24.1K +599 +5%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$424K +$20.6K +512 +5%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$396K +$32.1K +796 +9%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$342K +$16.8K +417 +5%
HNB
20
Huntington National Bank
Ohio
$324K
VC
21
Vicus Capital
Pennsylvania
$257K +$117K +2,912 +87%
CDH
22
Charles D. Hyman
$243K
CWM
23
Concert Wealth Management
California
$208K -$10.1K -250 -5%
VFS
24
VSR Financial Services
Kansas
$186K
Citigroup
25
Citigroup
New York
$185K -$26.8K -666 -13%