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NCV

Virtus Convertible & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$25.3M +$6.8M +294,840 +36%
PCM
2
Penserra Capital Management
California
$13.4M +$13.6M +589,764 New
Morgan Stanley
3
Morgan Stanley
New York
$12.1M -$5.34M -231,276 -30%
GC
4
Guggenheim Capital
Illinois
$8.58M -$85.7K -3,714 -1%
AAM
5
Advisors Asset Management
Colorado
$4.11M +$1.89M +81,844 +82%
LPL Financial
6
LPL Financial
California
$3.36M -$26.6K -1,153 -0.8%
Cohen & Steers
7
Cohen & Steers
New York
$2.93M -$1.32M -57,405 -31%
RCM
8
Rivernorth Capital Management
Florida
$2.59M +$1.82M +79,007 +223%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$2.03M +$795K +34,432 +63%
Ameriprise
10
Ameriprise
Minnesota
$1.89M -$768K -33,283 -28%
SFS
11
Shaker Financial Services
Virginia
$1.73M +$1.5M +64,864 +554%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$1.6M -$86.8K -3,763 -5%
Wells Fargo
13
Wells Fargo
California
$1.52M -$1.08M -46,600 -41%
CAN
14
Cetera Advisor Networks
California
$1.21M -$54.6K -2,367 -4%
6M
15
6 Meridian
Kansas
$1.18M +$1.21M +52,248 New
MAFM
16
Mid Atlantic Financial Management
Pennsylvania
$1.12M -$5.77K -250 -0.5%
SCM
17
Saba Capital Management
New York
$1.06M -$706K -30,580 -39%
UBS Group
18
UBS Group
Switzerland
$903K +$63.9K +2,771 +7%
BI
19
Bramshill Investments
Florida
$728K +$103K +4,466 +16%
EGA
20
E&G Advisors
Texas
$506K
PAG
21
Private Advisor Group
New Jersey
$501K +$56K +2,425 +12%
SIM
22
Sonora Investment Management
Arizona
$485K
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$484K -$5.7K -247 -1%
ACM
24
Arlington Capital Management
Illinois
$481K +$4.52K +196 +0.9%
Osaic Holdings
25
Osaic Holdings
Arizona
$462K -$26.1K -1,129 -5%