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NCV

Virtus Convertible & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$20.6M -$3.08M -211,164 -13%
AAM
2
Advisors Asset Management
Colorado
$9.86M -$794K -54,424 -8%
CPC
3
Congress Park Capital
New York
$9.51M +$1.31M +90,027 +17%
PCM
4
Penserra Capital Management
California
$9.32M +$25.1K +1,724 +0.3%
LPL Financial
5
LPL Financial
California
$4.99M +$219K +14,984 +5%
Ameriprise
6
Ameriprise
Minnesota
$4.03M +$187K +12,827 +5%
Bank of America
7
Bank of America
North Carolina
$3.96M +$38.9K +2,669 +1%
GC
8
Guggenheim Capital
Illinois
$2.98M +$1.43M +97,940 +97%
WAM
9
Wolverine Asset Management
Illinois
$2.04M -$1.75M -119,973 -47%
SF
10
Summit Financial
New Jersey
$1.88M +$296K +20,315 +19%
PAG
11
Private Advisor Group
New Jersey
$1.77M +$537K +36,843 +45%
WAM
12
WNY Asset Management
New York
$1.57M -$20.6K -1,415 -1%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$1.38M -$190K -13,042 -12%
Osaic Holdings
14
Osaic Holdings
Arizona
$1.38M +$50.7K +3,477 +4%
PAS
15
Park Avenue Securities
New York
$1.31M +$1.28M +87,462 New
NA
16
NewEdge Advisors
Louisiana
$1.15M +$830K +56,879 +289%
Invesco
17
Invesco
Georgia
$965K +$132K +9,023 +16%
CA
18
Cornerstone Advisors
North Carolina
$949K -$700K -48,017 -43%
Thrivent Financial for Lutherans
19
Thrivent Financial for Lutherans
Minnesota
$593K
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$555K -$19.5K -1,338 -3%
SFS
21
Shaker Financial Services
Virginia
$515K +$501K +34,319 New
KAS
22
Kestra Advisory Services
Texas
$504K +$208K +14,238 +74%
SCM
23
Saba Capital Management
New York
$484K
Lido Advisors
24
Lido Advisors
California
$476K
RCM
25
Robinson Capital Management
Michigan
$470K