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NCV

Virtus Convertible & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$17.4M +$771K +50,891 +9%
Bank of America
2
Bank of America
North Carolina
$9.43M -$340K -22,447 -3%
Morgan Stanley
3
Morgan Stanley
New York
$9.22M +$940K +62,019 +9%
GC
4
Guggenheim Capital
Illinois
$4.61M -$2.16M -142,603 -28%
LPL Financial
5
LPL Financial
California
$1.95M -$101K -6,646 -4%
Ameriprise
6
Ameriprise
Minnesota
$1.43M -$131K -8,677 -7%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$1.38M +$1.63M +107,666 New
CS
8
Credit Suisse
Switzerland
$1.31M
PAS
9
Park Avenue Securities
New York
$1.09M +$1.23M +81,247 +2,083%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$797K -$40.9K -2,699 -4%
CAN
11
Cetera Advisor Networks
California
$776K -$55K -3,627 -6%
PAG
12
Private Advisor Group
New Jersey
$667K +$207K +13,675 +36%
NA
13
NewEdge Advisors
Louisiana
$490K +$2.36K +156 +0.4%
Thrivent Financial for Lutherans
14
Thrivent Financial for Lutherans
Minnesota
$481K
Rockefeller Capital Management
15
Rockefeller Capital Management
New York
$437K +$172K +11,342 +50%
Osaic Holdings
16
Osaic Holdings
Arizona
$432K -$4.71K -311 -0.9%
WAM
17
Wolverine Asset Management
Illinois
$428K +$508K +33,496 New
CC
18
Claybrook Capital
Massachusetts
$406K
Invesco
19
Invesco
Georgia
$399K -$176K -11,623 -27%
Cetera Investment Advisers
20
Cetera Investment Advisers
Illinois
$396K +$178K +11,730 +61%
WAM
21
WNY Asset Management
New York
$365K +$366K +24,138 +568%
LCM
22
Landscape Capital Management
New Jersey
$356K +$205K +13,505 +94%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$323K -$10.6K -702 -3%
SIMG
24
Sonora Investment Management Group
Arizona
$315K
EGA
25
E&G Advisors
Texas
$291K -$1.89K -125 -0.5%