Mariner Investment Group’s Virtus Convertible & Income Fund NCV Stock Holding History

Mariner Investment Group’s Portfolio NCV Stock Details NCV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-5,000	Closed	-$115K	–	74
2019 Q4	$115K	Buy	+5,000	New	+$113K	0.13%	79
2019 Q1	–	Sell	-5,000	Closed	-$104K	–	95
2018 Q4	$104K	Buy	+5,000	New	+$123K	0.15%	100
2016 Q2	–	Sell	-86,360	Closed	-$1.91M	–	166
2016 Q1	$1.91M	Sell	86,360 -30,765	-26%	-$622K	0.53%	62
2015 Q4	$2.6M	Buy	117,125 +46,083	+65%	+$1.09M	0.58%	60
2015 Q3	$1.66M	Buy	71,042 +33,842	+91%	+$970K	0.33%	86
2015 Q2	$1.21M	Buy	+37,200	New	+$1.32M	0.31%	101

Other funds holding NCV

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

LCM

Landscape Capital Management Englewood, New Jersey $1.58B AUM 26.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Mariner Investment Group's NCV Position: Q1 2020 in Review

Mariner Investment Group sold out of Virtus Convertible & Income Fund (NCV) in Q1 2020, closing a stake of 5,000 shares — an estimated $115K sold.

Mariner Investment Group first reported a position in NCV in Q2 2015 and held it in 6 quarters. The position peaked at $2.6M in Q4 2015. 72 funds tracked by Wall St. Rank hold NCV as of Q1 2020.

Mariner Investment Group reported no remaining Virtus Convertible & Income Fund position as of Q1 2020 after selling out during the quarter.
Mariner Investment Group sold 5,000 Virtus Convertible & Income Fund shares in Q1 2020, an estimated $115K.
Mariner Investment Group first reported a position in Virtus Convertible & Income Fund in Q2 2015 and held it in 6 quarters.
Mariner Investment Group's Virtus Convertible & Income Fund position peaked at $2.6M in Q4 2015.
72 funds tracked by Wall St. Rank held Virtus Convertible & Income Fund as of Q1 2020.

Based on Mariner Investment Group's 13F filing for Q1 2020, filed 15 May 2020.