Deutsche Bank’s Virtus Convertible & Income Fund NCV Stock Holding History

Deutsche Bank’s Portfolio NCV Stock Details NCV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-125	Closed	-$3K	–	5102
2016 Q2	$3K	Hold	125	–	–	﹤0.01%	5059
2016 Q1	$2K	Buy	+125	New	+$2.53K	﹤0.01%	5049
2015 Q4	–	Sell	-1,469	Closed	-$33K	–	5365
2015 Q3	$33K	Sell	1,469 -3,563	-71%	-$102K	﹤0.01%	4608
2015 Q2	$163K	Sell	5,032 -6,748	-57%	-$240K	﹤0.01%	3986
2015 Q1	$430K	Buy	11,780 +8,298	+238%	+$300K	﹤0.01%	3385
2014 Q4	$131K	Sell	3,482 -228	-6%	-$8.55K	﹤0.01%	4543
2014 Q3	$141K	Buy	3,710 +250	+7%	+$10.1K	﹤0.01%	4291
2014 Q2	$146K	Buy	3,460 +2,535	+274%	+$105K	﹤0.01%	4336
2014 Q1	$37K	Hold	925	–	–	﹤0.01%	4661
2013 Q4	$35K	Sell	925 -925	-50%	-$35.5K	﹤0.01%	4509
2013 Q3	$68K	Buy	1,850 +925	+100%	+$34.5K	﹤0.01%	4562
2013 Q2	$33K	Buy	+925	New	+$35.1K	﹤0.01%	4640

Other funds holding NCV

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

VIA

Vident Investment Advisory Alpharetta, Georgia $2.9B AUM 24.67% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Deutsche Bank's NCV Position: Q3 2016 in Review

Deutsche Bank sold out of Virtus Convertible & Income Fund (NCV) in Q3 2016, closing a stake of 125 shares — an estimated $3K sold.

Deutsche Bank first reported a position in NCV in Q2 2013 and held it in 12 quarters. The position peaked at $430K in Q1 2015. 54 funds tracked by Wall St. Rank hold NCV as of Q3 2016.

Deutsche Bank reported no remaining Virtus Convertible & Income Fund position as of Q3 2016 after selling out during the quarter.
Deutsche Bank sold 125 Virtus Convertible & Income Fund shares in Q3 2016, an estimated $3K.
Deutsche Bank first reported a position in Virtus Convertible & Income Fund in Q2 2013 and held it in 12 quarters.
Deutsche Bank's Virtus Convertible & Income Fund position peaked at $430K in Q1 2015.
54 funds tracked by Wall St. Rank held Virtus Convertible & Income Fund as of Q3 2016.

Based on Deutsche Bank's 13F filing for Q3 2016, filed 14 Nov 2016.