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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-6.89%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$385M
AUM Growth
+$15.5M
Cap. Flow
+$48.1M
Cap. Flow %
12.48%
Top 10 Hldgs %
18.06%
Holding
1,192
New
215
Increased
313
Reduced
234
Closed
74

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$8.41M
3
MBB icon
iShares MBS ETF
MBB
+$5.53M
4
KFRC icon
Kforce
KFRC
+$3.55M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$3.41M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$4.02M
2
CACC icon
Credit Acceptance
CACC
+$3.68M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.42M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.42M
5
BAX icon
Baxter International
BAX
+$2.93M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.14%
2 Financials 5.94%
3 Healthcare 5.9%
4 Industrials 5.59%
5 Technology 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCT
551
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$21K 0.01%
1,700
– –
SR icon
552
Spire
SR
$4.85B
$21K 0.01%
400
– –
WFM
553
DELISTED
Whole Foods Market Inc
WFM
$21K 0.01%
675
– –
REDF
554
DELISTED
REDIFF.COM INDIA LTD ADS
REDF
$21K 0.01%
19,951
-6,339
-24% -$9.62K
KHC icon
555
Kraft Heinz
KHC
$30B
$20K 0.01%
+289
New +$21.8K
LNT icon
556
Alliant Energy
LNT
$18B
$20K 0.01%
712
+502
+239% +$14.8K
MOO icon
557
VanEck Agribusiness ETF
MOO
$969M
$20K 0.01%
457
-9,993
-96% -$515K
MTB icon
558
M&T Bank
MTB
$36.2B
$20K 0.01%
168
– –
UNIT
559
Uniti Group
UNIT
$2.32B
$20K 0.01%
1,126
+10
+0.9% +$214
XHR
560
Xenia Hotels & Resorts
XHR
$1.79B
$20K 0.01%
1,200
-663
-36% -$13.2K
AAXJ icon
561
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.77B
$19K ﹤0.01%
372
-50,618
-99% -$2.86M
DEW icon
562
WisdomTree Global High Dividend Fund
DEW
$155M
$19K ﹤0.01%
520
+265
+104% +$11K
HPQ icon
563
HP
HPQ
$27.5B
$19K ﹤0.01%
+1,707
New +$22.2K
HTGC icon
564
Hercules Capital
HTGC
$3.23B
$19K ﹤0.01%
1,907
+7
+0.4% +$79
IXP icon
565
iShares Global Comm Services ETF
IXP
$572M
$19K ﹤0.01%
350
+250
+250% +$15.2K
MAV
566
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$19K ﹤0.01%
+1,500
New +$19K
MGA icon
567
Magna International
MGA
$18.8B
$19K ﹤0.01%
410
+60
+17% +$3.1K
MPC icon
568
Marathon Petroleum
MPC
$83.7B
$19K ﹤0.01%
+420
New +$21.6K
MIC
569
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$19K ﹤0.01%
255
– –
DNI
570
DELISTED
Dividend and Income Fund
DNI
$19K ﹤0.01%
1,836
+290
+19% +$3.76K
SE
571
DELISTED
Spectra Energy Corp Wi
SE
$19K ﹤0.01%
734
– –
ADX icon
572
Adams Diversified Equity Fund
ADX
$3.2B
$18K ﹤0.01%
1,474
+2
+0.1% +$27
BBWI icon
573
Bath & Body Works
BBWI
$4.1B
$18K ﹤0.01%
247
– –
COF icon
574
Capital One
COF
$134B
$18K ﹤0.01%
253
+200
+377% +$16.1K
EXTR icon
575
Extreme Networks
EXTR
$3.15B
$18K ﹤0.01%
5,540
– –
21 22
23
24 25

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Regal Investment Advisors held 1,192 positions worth $385M, up 4.2% from $370M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $48.1M of net new capital in Q3 2015, opening 215 new positions and adding to 313 existing holdings. Its largest new stake was Kforce: 138,869 shares worth $3.65M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9.1% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco Senior Loan ETF, an estimated $4.02M trimmed.

  • Regal Investment Advisors's largest Q3 2015 buy was Kforce: 138,869 shares worth $3.65M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $9M increase.
  • Regal Investment Advisors's biggest Q3 2015 reduction was Invesco Senior Loan ETF, cutting an estimated $4.02M.
  • Regal Investment Advisors fully exited Invesco CurrencyShares Swiss Franc Trust in Q3 2015, selling an estimated $544K.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $385M portfolio in Q3 2015.
  • Regal Investment Advisors opened 215 new positions and closed 74 in Q3 2015.
  • Regal Investment Advisors's portfolio value rose 4.2% quarter-over-quarter to $385M.

Based on Regal Investment Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.