RIA
FCT

Regal Investment Advisors’s First Trust Senior Floating Rate Income Fund II FCT Stock Holding History

Regal Investment Advisors’s Portfolio FCT Stock Details FCT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q4 		– Sell
-1,700
Closed -$21K – 471
2015
Q3 		$21K Hold
1,700
– – 0.01% 551
2015
Q2 		$22K Hold
1,700
– – 0.01% 541
2015
Q1 		$23K Hold
1,700
– – 0.01% 540
2014
Q4 		$22K Hold
1,700
– – 0.01% 516
2014
Q3 		$23K Hold
1,700
– – 0.01% 530
2014
Q2 		$24K Hold
1,700
– – 0.01% 512
2014
Q1 		$25K Hold
1,700
– – 0.01% 462
2013
Q4 		$25K Hold
1,700
– – 0.01% 407
2013
Q3 		$24K Hold
1,700
– – 0.01% 435
2013
Q2 		$26K Buy
+1,700
New +$26.9K 0.01% 399

Other funds holding FCT

Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Baillie Gifford & Co
Baillie Gifford & Co Edinburgh, United Kingdom $97.9B AUM 20.73% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
BCC
Bain Capital Credit Boston, Massachusetts $303M AUM 15.47% 1-Year Est. Return
WCMNY
Westchester Capital Management (New York) Valhalla, New York $2.21B AUM 26.02% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
GI
Gradient Investments Arden Hills, Minnesota $7.25B AUM 20.71% 1-Year Est. Return
TAM
Trust Asset Management Houston, Texas $1.61B AUM 29.06% 1-Year Est. Return

Regal Investment Advisors's FCT Position: Q4 2015 in Review

Regal Investment Advisors sold out of First Trust Senior Floating Rate Income Fund II (FCT) in Q4 2015, closing a stake of 1,700 shares — an estimated $21K sold.

Regal Investment Advisors first reported a position in FCT in Q2 2013 and held it in 10 quarters. The position peaked at $26K in Q2 2013. 52 funds tracked by Wall St. Rank hold FCT as of Q4 2015.

  • Regal Investment Advisors reported no remaining First Trust Senior Floating Rate Income Fund II position as of Q4 2015 after selling out during the quarter.
  • Regal Investment Advisors sold 1,700 First Trust Senior Floating Rate Income Fund II shares in Q4 2015, an estimated $21K.
  • Regal Investment Advisors first reported a position in First Trust Senior Floating Rate Income Fund II in Q2 2013 and held it in 10 quarters.
  • Regal Investment Advisors's First Trust Senior Floating Rate Income Fund II position peaked at $26K in Q2 2013.
  • 52 funds tracked by Wall St. Rank held First Trust Senior Floating Rate Income Fund II as of Q4 2015.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.