RIA
DNI

Regal Investment Advisors’s Dividend and Income Fund DNI Stock Holding History

Regal Investment Advisors’s Portfolio DNI Stock Details DNI Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q4 		– Sell
-1,836
Closed -$19K – 960
2015
Q3 		$19K Buy
1,836
+290
+19% +$3.76K ﹤0.01% 570
2015
Q2 		$21K Sell
1,546
-150
-9% -$2.25K 0.01% 553
2015
Q1 		$26K Buy
1,696
+150
+10% +$2.28K 0.01% 531
2014
Q4 		$23K Buy
+1,546
New +$24.6K 0.01% 513

Other funds holding DNI

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
BBPWM
Blue Bell Private Wealth Management Blue Bell, Pennsylvania $802M AUM 22.13% 1-Year Est. Return
MC
Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return
KIM
Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
DA
Doliver Advisors Houston, Texas $442M AUM 34.09% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
LCM
Landscape Capital Management Englewood, New Jersey $1.58B AUM 26.88% 1-Year Est. Return

Regal Investment Advisors's DNI Position: Q4 2015 in Review

Regal Investment Advisors sold out of Dividend and Income Fund (DNI) in Q4 2015, closing a stake of 1,836 shares — an estimated $19K sold.

Regal Investment Advisors first reported a position in DNI in Q4 2014 and held it in 4 quarters. The position peaked at $26K in Q1 2015. 37 funds tracked by Wall St. Rank hold DNI as of Q4 2015.

  • Regal Investment Advisors reported no remaining Dividend and Income Fund position as of Q4 2015 after selling out during the quarter.
  • Regal Investment Advisors sold 1,836 Dividend and Income Fund shares in Q4 2015, an estimated $19K.
  • Regal Investment Advisors first reported a position in Dividend and Income Fund in Q4 2014 and held it in 4 quarters.
  • Regal Investment Advisors's Dividend and Income Fund position peaked at $26K in Q1 2015.
  • 37 funds tracked by Wall St. Rank held Dividend and Income Fund as of Q4 2015.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.