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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-0.47%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.33B
AUM Growth
-$97.6M
Cap. Flow
-$81M
Cap. Flow %
-6.09%
Top 10 Hldgs %
22.26%
Holding
525
New
24
Increased
203
Reduced
214
Closed
59

Top Buys

Rank Stock Value
1
MU icon
Micron Technology
MU
+$3.95M
2
CINF icon
Cincinnati Financial
CINF
+$3.29M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.22M
4
KNSL icon
Kinsale Capital Group
KNSL
+$2.34M
5
FLTR icon
VanEck IG Floating Rate ETF
FLTR
+$2.15M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$7.4M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$7.09M
3
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$5.29M
4
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$5.27M
5
CPRI icon
Capri Holdings
CPRI
+$5.07M

Sector Composition

Rank Sector Weight
1 Technology 9.44%
2 Consumer Staples 5.12%
3 Healthcare 4.85%
4 Financials 4.3%
5 Consumer Discretionary 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPA icon
501
Invesco Aerospace & Defense ETF
PPA
$8.7B
– –
-20,340
Closed -$2.34M
QURE icon
502
uniQure
QURE
$3.22B
– –
-15,944
Closed -$78.6K
RACE icon
503
Ferrari
RACE
$72.5B
– –
-705
Closed -$331K
RKLB icon
504
Rocket Lab Corp
RKLB
$51.8B
– –
-11,000
Closed -$107K
RSPT icon
505
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.87B
– –
-69,431
Closed -$2.62M
SCHM icon
506
Schwab US Mid-Cap ETF
SCHM
$15.1B
– –
-32,646
Closed -$904K
SCHQ
507
Schwab Long-Term US Treasury ETF
SCHQ
$798M
– –
-14,140
Closed -$495K
SDY icon
508
State Street SPDR S&P Dividend ETF
SDY
$22.1B
– –
-1,916
Closed -$272K
SHOP icon
509
Shopify
SHOP
$195B
– –
-7,348
Closed -$589K
SPGP icon
510
Invesco S&P 500 GARP ETF
SPGP
$2.32B
– –
-43,981
Closed -$4.6M
SRLN icon
511
State Street Blackstone Senior Loan ETF
SRLN
$5.36B
– –
-47,650
Closed -$1.99M
SUB icon
512
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
– –
-3,503
Closed -$372K
TSCO icon
513
Tractor Supply
TSCO
$18B
– –
-4,370
Closed -$254K
UBER icon
514
Uber
UBER
$153B
– –
-4,636
Closed -$348K
UBT icon
515
ProShares Ultra 20+ Year Treasury
UBT
$58.6M
– –
-15,006
Closed -$321K
UCON icon
516
First Trust Smith Unconstrained Bond ETF
UCON
$3.28B
– –
-137,939
Closed -$3.47M
VPU
517
Vanguard Utilities ETF
VPU
$8.44B
– –
-6,650
Closed -$1.16M
XLB icon
518
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
– –
-5,234
Closed -$252K
XLRE icon
519
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.65B
– –
-66,894
Closed -$2.99M
SMAR
520
DELISTED
Smartsheet Inc.
SMAR
– –
-10,279
Closed -$569K
IBTE
521
DELISTED
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
– –
-39,854
Closed -$956K
BSCO
522
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
– –
-15,285
Closed -$323K
VTNR
523
DELISTED
Vertex Energy, Inc
VTNR
– –
-13,000
Closed -$1.5K
17 18 19 20
21

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PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q4 2024 Portfolio in Review

As of Q4 2024, Regal Investment Advisors held 525 positions worth $1.33B, down 6.8% from $1.43B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors withdrew a net $81M in Q4 2024, closing 59 positions and reducing 214 holdings. Its most notable exit was Janus Henderson AAA CLO ETF, an estimated $5.29M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 8.8% a quarter earlier, followed by Consumer Staples and Healthcare.

Against the trend, Regal Investment Advisors opened a new position in Micron Technology worth $3.27M.

  • Regal Investment Advisors's largest Q4 2024 buy was Micron Technology: 38,829 shares worth $3.27M.
  • Regal Investment Advisors added most to Cincinnati Financial in Q4 2024, an estimated $3.29M increase.
  • Regal Investment Advisors's biggest Q4 2024 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $7.4M.
  • Regal Investment Advisors fully exited Janus Henderson AAA CLO ETF in Q4 2024, selling an estimated $5.29M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.33B portfolio in Q4 2024.
  • Regal Investment Advisors opened 24 new positions and closed 59 in Q4 2024.
  • Regal Investment Advisors's portfolio value fell 6.8% quarter-over-quarter to $1.33B.

Based on Regal Investment Advisors's 13F filing for Q4 2024, filed 13 Feb 2025.