Regal Investment Advisors’s iShares Short-Term National Muni Bond ETF SUB Stock Holding History

Regal Investment Advisors’s Portfolio SUB Stock Details SUB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q4	–	Sell	-3,503	Closed	-$372K	–	514
2024 Q3	$372K	Sell	3,503 -142	-4%	-$15K	0.03%	402
2024 Q2	$381K	Sell	3,645 -562	-13%	-$58.7K	0.03%	404
2024 Q1	$441K	Sell	4,207 -5,403	-56%	-$567K	0.03%	381
2023 Q4	$1.01M	Sell	9,610 -1,683	-15%	-$175K	0.08%	224
2023 Q3	$1.16M	Buy	11,293 +1,954	+21%	+$203K	0.1%	196
2023 Q2	$972K	Sell	9,339 -1,015	-10%	-$106K	0.08%	207
2023 Q1	$1.08M	Buy	10,354 +2,992	+41%	+$312K	0.1%	191
2022 Q4	$768K	Buy	7,362 +4,337	+143%	+$449K	0.07%	215
2022 Q3	$311K	Buy	+3,025	New	+$316K	0.03%	356

Other funds holding SUB

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Mercer Global Advisors

Mercer Global Advisors Denver, Colorado $67.6B AUM 18.3% 1-Year Est. Return

Envestnet Asset Management

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Bank of New York Mellon

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SEI Investments

SEI Investments Oaks, Pennsylvania $108B AUM 26.14% 1-Year Est. Return

Creative Planning

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

TIAA Trust, National Association

TIAA Trust, National Association Charlotte, North Carolina $1.65B AUM 16.63% 1-Year Est. Return

UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return

CAPTRUST Financial Advisors

CAPTRUST Financial Advisors Raleigh, North Carolina $57.2B AUM 18.32% 1-Year Est. Return