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Prospera Financial Services

Prospera Financial Services Portfolio holdings

AUM $7.73B Turnover 19.56%
1-Year Est. Return 29.41%
 

Prospera Financial Services has been in business since 1982 and works as both an investment adviser and a brokerage. Prospera Financial, LLC owns it outright, and is itself majority owned and run, indirectly, by co-chief executives David Stringer and Tim Edwards and secretary Richard Pascuzzi. Its advisers offer clients its own Summit advisory programs and financial planning, plus programs from Envestnet, SEI and AssetMark, and most can also advise on insurance through its affiliate Prospera Life & Annuity.

This Fund
S&P 500
This Quarter Est. Return
+2.86%
1 Year Est. Return
+29.41%
3 Year Est. Return
+109.01%
5 Year Est. Return
+123.11%
10 Year Est. Return
+365.39%
AUM
$7.73B
AUM Growth
+$845M
Cap. Flow
+$900M
Cap. Flow %
11.65%
Top 10 Hldgs %
18.84%
Holding
1,651
New
183
Increased
799
Reduced
494
Closed
140
Avg Time Held
3.3 years
Top 10 Avg Time Held
2.9 years
Top 20 Avg Time Held
3 years

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$48.3M
2
SPCX icon
SpaceX
SPCX
+$43.1M
3
AAPL icon
Apple
AAPL
+$42.8M
4
MAGS icon
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
+$32.5M
5
CSCO icon
Cisco
CSCO
+$24.5M

Top Sells

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$36.9M
2
ARM icon
Arm
ARM
+$25.2M
3
ABBV icon
AbbVie
ABBV
+$24.2M
4
WDC icon
Western Digital
WDC
+$23.2M
5
INTC icon
Intel
INTC
+$16.7M

Sector Composition

Rank Sector Weight
1 Miscellaneous 41.65%
2 Technology 20.94%
3 Financials 7.06%
4 Industrials 6.96%
5 Healthcare 5.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
PSET icon
1601
DELISTED
Principal Exchange-Traded Funds Principal Quality ETF
PSET
– –
-5,708
Closed -$433K –
PTF icon
1602
Invesco Dorsey Wright Technology Momentum ETF
PTF
$500M
– –
-5,222
Closed -$712K –
QCLN icon
1603
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$465M
– –
-3,493
Closed -$215K –
QJUN icon
1604
FT Vest Growth-100 Buffer ETF June
QJUN
$694M
– –
-21,200
Closed -$716K –
QUAD icon
1605
Quad
QUAD
$387M
– –
-10,813
Closed -$91.1K –
RBC icon
1606
RBC Bearings
RBC
$15B
– –
-828
Closed -$533K –
RFCI icon
1607
ALPS Dynamic Core Income ETF
RFCI
$13.6M
– –
-170,569
Closed -$3.8M –
RFDA icon
1608
ALPS Dynamic US Dividend Advantage ETF
RFDA
$76.3M
– –
-219,625
Closed -$15.5M –
RFFC icon
1609
ALPS Active Equity Opportunity ETF
RFFC
$29.8M
– –
-3,912
Closed -$295K –
RIGS icon
1610
ALPS Strategic Income Fund
RIGS
$55.1M
– –
-128,485
Closed -$2.93M –
RPG icon
1611
Invesco S&P 500 Pure Growth ETF
RPG
$1.63B
– –
-23,468
Closed -$1.5M –
SAUG icon
1612
FT Vest US Small Cap Moderate Buffer ETF August
SAUG
$127M
– –
-16,839
Closed -$468K –
SBIO icon
1613
ALPS Medical Breakthroughs ETF
SBIO
$187M
– –
-8,872
Closed -$573K –
SDOG icon
1614
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
– –
-16,798
Closed -$1.15M –
SF icon
1615
Stifel
SF
$10.6B
– –
-5,193
Closed -$362K –
SGOL icon
1616
abrdn Physical Gold Shares ETF
SGOL
$6.79B
– –
-10,059
Closed -$385K –
SITE icon
1617
SiteOne Landscape Supply
SITE
$4.86B
– –
-1,752
Closed -$200K –
SON icon
1618
Sonoco
SON
$4.99B
– –
-7,029
Closed -$396K –
SPTM icon
1619
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.6B
– –
-2,353
Closed -$214K –
STM icon
1620
STMicroelectronics
STM
$37.3B
– –
-21,157
Closed -$1.58M –
T icon
1621
AT&T
T
$146B
– –
-263,356
Closed -$5.45M –
THC icon
1622
Tenet Healthcare
THC
$22.5B
– –
-3,676
Closed -$688K –
TMSL icon
1623
T. Rowe Price Small-Mid Cap ETF
TMSL
$3.16B
– –
-5,494
Closed -$241K –
TRN icon
1624
Trinity Industries
TRN
$2.3B
– –
-6,357
Closed -$220K –
TTMI icon
1625
TTM Technologies
TTMI
$7.01B
– –
-4,317
Closed -$807K –
63 64
65
66 67

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Prospera Financial Services's Q3 2026 Portfolio in Review

As of Q3 2026, Prospera Financial Services held 1,651 positions worth $7.73B, up 12% from $6.89B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $900M of net new capital in Q3 2026, opening 183 new positions and adding to 799 existing holdings. Its largest new stake was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.

By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, down from 43% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $36.9M trimmed.

  • Prospera Financial Services's largest Q3 2026 buy was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
  • Prospera Financial Services added most to NVIDIA in Q3 2026, an estimated $48.3M increase.
  • Prospera Financial Services's biggest Q3 2026 reduction was iShares Russell 1000 Value ETF, cutting an estimated $36.9M.
  • Prospera Financial Services fully exited AbbVie in Q3 2026, selling an estimated $24.2M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $7.73B portfolio in Q3 2026.
  • Prospera Financial Services opened 183 new positions and closed 140 in Q3 2026.
  • Prospera Financial Services's portfolio value rose 12% quarter-over-quarter to $7.73B.

Based on Prospera Financial Services's 13F filing for Q3 2026, filed 4 Nov 2026.