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Prospera Financial Services

Prospera Financial Services Portfolio holdings

AUM $7.73B Turnover 19.56%
1-Year Est. Return 29.41%
 

Prospera Financial Services has been in business since 1982 and works as both an investment adviser and a brokerage. Prospera Financial, LLC owns it outright, and is itself majority owned and run, indirectly, by co-chief executives David Stringer and Tim Edwards and secretary Richard Pascuzzi. Its advisers offer clients its own Summit advisory programs and financial planning, plus programs from Envestnet, SEI and AssetMark, and most can also advise on insurance through its affiliate Prospera Life & Annuity.

This Fund
S&P 500
This Quarter Est. Return
+2.86%
1 Year Est. Return
+29.41%
3 Year Est. Return
+109.01%
5 Year Est. Return
+123.11%
10 Year Est. Return
+365.39%
AUM
$7.73B
AUM Growth
+$845M
Cap. Flow
+$900M
Cap. Flow %
11.65%
Top 10 Hldgs %
18.84%
Holding
1,651
New
183
Increased
799
Reduced
494
Closed
140
Avg Time Held
3.3 years
Top 10 Avg Time Held
2.9 years
Top 20 Avg Time Held
3 years

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$48.3M
2
SPCX icon
SpaceX
SPCX
+$43.1M
3
AAPL icon
Apple
AAPL
+$42.8M
4
MAGS icon
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
+$32.5M
5
CSCO icon
Cisco
CSCO
+$24.5M

Top Sells

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$36.9M
2
ARM icon
Arm
ARM
+$25.2M
3
ABBV icon
AbbVie
ABBV
+$24.2M
4
WDC icon
Western Digital
WDC
+$23.2M
5
INTC icon
Intel
INTC
+$16.7M

Sector Composition

Rank Sector Weight
1 Miscellaneous 41.65%
2 Technology 20.94%
3 Financials 7.06%
4 Industrials 6.96%
5 Healthcare 5.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
UHS icon
1626
Universal Health Services
UHS
$11.7B
– –
-3,242
Closed -$482K –
UNG icon
1627
United States Natural Gas Fund
UNG
$612M
– –
-11,687
Closed -$137K –
UTHR icon
1628
United Therapeutics
UTHR
$24.3B
– –
-560
Closed -$303K –
VALE icon
1629
Vale
VALE
$50.8B
– –
-89,613
Closed -$1.35M –
VFMO icon
1630
Vanguard US Momentum Factor ETF
VFMO
$1.82B
– –
-1,336
Closed -$334K –
VIAV icon
1631
Viavi Solutions
VIAV
$7.77B
– –
-4,262
Closed -$204K –
VUSB icon
1632
Vanguard Ultra-Short Bond ETF
VUSB
$9.9B
– –
-5,600
Closed -$279K –
WBD icon
1633
DELISTED
Warner Bros
WBD
– –
-380,242
Closed -$10.1M –
WDFC icon
1634
WD-40
WDFC
$2.96B
– –
-828
Closed -$202K –
WOOF icon
1635
Petco
WOOF
$896M
– –
-12,673
Closed -$34.5K –
WULF icon
1636
TeraWulf
WULF
$6.13B
– –
-10,192
Closed -$252K –
WWD icon
1637
Woodward
WWD
$19.7B
– –
-1,028
Closed -$438K –
XISE icon
1638
FT Vest US Equity Buffer & Premium Income ETF September
XISE
$33.2M
– –
-8,434
Closed -$257K –
XNTK icon
1639
State Street SPDR NYSE Technology ETF
XNTK
$1.73B
– –
-606
Closed -$237K –
YJUN icon
1640
FT Vest International Equity Buffer ETF June
YJUN
$153M
– –
-14,291
Closed -$383K –
YSEP icon
1641
FT Vest International Equity Buffer ETF September
YSEP
$136M
– –
-17,724
Closed -$488K –
ZROZ icon
1642
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.87B
– –
-22,492
Closed -$1.44M –
TE icon
1643
T1 Energy
TE
$686M
– –
-10,351
Closed -$98.1K –
BAI icon
1644
iShares A.I. Innovation and Tech Active ETF
BAI
$11.1B
– –
-4,289
Closed -$226K –
SLVR icon
1645
Sprott Silver Miners & Physical Silver ETF
SLVR
$634M
– –
-4,322
Closed -$217K –
LAR icon
1646
Lithium Argentina AG
LAR
$707M
– –
-10,214
Closed -$84.5K –
TCAL icon
1647
T. Rowe Price Capital Appreciation Premium Income ETF
TCAL
$318M
– –
-23,790
Closed -$528K –
OTF icon
1648
Blue Owl Technology Finance Corp
OTF
$4.4B
– –
-13,031
Closed -$135K –
EVMO icon
1649
Eaton Vance Mortgage Opportunities ETF
EVMO
$865M
– –
-9,971
Closed -$498K –
MDA icon
1650
MDA Space Ltd
MDA
$4.99B
– –
-8,075
Closed -$333K –
63 64 65
66
67

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Prospera Financial Services's Q3 2026 Portfolio in Review

As of Q3 2026, Prospera Financial Services held 1,651 positions worth $7.73B, up 12% from $6.89B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $900M of net new capital in Q3 2026, opening 183 new positions and adding to 799 existing holdings. Its largest new stake was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.

By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, down from 43% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $36.9M trimmed.

  • Prospera Financial Services's largest Q3 2026 buy was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
  • Prospera Financial Services added most to NVIDIA in Q3 2026, an estimated $48.3M increase.
  • Prospera Financial Services's biggest Q3 2026 reduction was iShares Russell 1000 Value ETF, cutting an estimated $36.9M.
  • Prospera Financial Services fully exited AbbVie in Q3 2026, selling an estimated $24.2M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $7.73B portfolio in Q3 2026.
  • Prospera Financial Services opened 183 new positions and closed 140 in Q3 2026.
  • Prospera Financial Services's portfolio value rose 12% quarter-over-quarter to $7.73B.

Based on Prospera Financial Services's 13F filing for Q3 2026, filed 4 Nov 2026.